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  • 88-53 SiPC Trustee Appointed: Fitzgerald, DeArman & Roberts, Inc., 6400 South Lewis, Tulsa, Oklahoma 74170

    ROUTE TO

    Senior Management
    Operations
    Other

    Attn: Operations Officer, Cashier, Fail-Control Department

    On June 28,1988, the United States District Court for the Northern District of Oklahoma appointed a SIPC trustee for the above firm.

    Members may use the "immediate close-out" procedures as provided in Section 59(i) of the NASD's Uniform Practice Code to close out open OTC contracts. Also, MSRB Rule G-12(h) provides that members may use the above procedures to close out transactions in municipal securities.

    Questions regarding the firm should be directed to:

    SIPC Trustee
    P. David Newsome, Jr., Esquire
    Conner & Winters
    2400 First National Tower
    Tulsa, Oklahoma 74130
    Telephone: (918) 586-8555