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  • 2020. Use of Manipulative, Deceptive or Other Fraudulent Devices

    No member shall effect any transaction in, or induce the purchase or sale of, any security by means of any manipulative, deceptive or other fraudulent device or contrivance.
    Cross References–

    2111, Suitability
    5210, Publication of Transactions and Quotations

    Amended by SR-FINRA-2008-028 eff. Dec. 15, 2008.

    Selected Notice: 08-57.