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  • Election

    Sec. 4.4  Except as otherwise provided by law, these By-Laws, or the Delegation Plan, Directors of FINRA Regulation shall be elected each year at the annual meeting of the stockholder, or at a special meeting called for such purpose in lieu of the annual meeting. If the annual election of Directors is not held on the date designated therefor, the Directors shall cause such election to be held as soon thereafter as convenient.
    Amended by SR-FINRA-2009-020 eff. Aug. 20, 2009.
    Amended by SR-NASD-97-71 eff. Jan. 15, 1998.

    Selected Notice: 09-39.