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  • Maintenance of Compositional Requirements of Committees

    Sec. 2.  Upon request of the Secretary of the Corporation, each prospective committee member who is not a Governor shall provide to the Secretary such information as is reasonably necessary to serve as the basis for a determination of the prospective committee member's classification as an Industry or Public committee member. The Secretary shall certify to the Board each prospective committee member's classification. Each committee member shall update the information submitted under this Section at least annually and upon request of the Secretary of the Corporation, and shall report immediately to the Secretary any change in such classification.
    Amended by SR-NASD-2007-023 eff. July 30, 2007.
    Adopted by SR-NASD-97-71 eff. Jan. 15, 1998.