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  • Similarity of Membership Names

    Sec. 2.  (a) No person or firm shall be admitted to or continued in membership in the Corporation having a name that is identical to the name of another member appearing on the membership roll of the Corporation or a name so similar to any such name as to tend to confuse or mislead.
    (b) No member may change its name without prior approval of the Corporation.
    Amended by SR-NASD-2007-023 eff. July 30, 2007.
    Amended by SR-NASD-97-71 eff. Jan. 15, 1998.