Rich text Print
  • 05-16 NASD Announces Election Results for the District Committee for District 10

    View PDF File

    INFORMATIONAL

    District Elections

    SUGGESTED ROUTING KEY TOPICS
    Legal & Compliance
    Operations
    Registration
    Senior Management
    District Elections

    Executive Summary

    Through this Notice, NASD announces the results of the contested election for membership on the District Committee for District 10. Five candidates were seeking to fill the four open seats on the District Committee for District 10. Four of the candidates were nominated by the District Nominating Committee for District 10. A fifth candidate satisfied the requirements of Article VIII of the By-Laws of NASD Regulation to contest the election.

    The Executive Representative of each NASD member eligible to vote in District 10 was asked to vote for up to four of the five candidates listed on the ballot, and to return the ballot postmarked on or before January 27, 2005. The ballots were counted on February 1, 2005, at the District 10 Office by an independent Inspector of Elections. The newly elected members of the District Committee for District 10 (see Attachment A) will serve until January 2008.

    Additionally, Margaret M. Caffrey was duly elected to fill an existing vacancy on the District Committee for District 10 and will serve the remaining one-year term of this position, which began in January 2005.

    Questions/Further Information

    Questions concerning this Notice may be directed to the District Director noted, or to Barbara Z. Sweeney, Senior Vice President and Corporate Secretary, NASD, at (202) 728-8062 or via e-mail at: barbara.sweeney@nasd.com.


    ATTACHMENT A

    District Committee for District 10


    Hans Reich,   Regional Director,   New York Region

    One Liberty Plaza, New York, NY 10006       (212) 858-4000

    New York (the counties of Nassau and Suffolk, and the five boroughs of New York City)



    2005 Incoming Members

    Vincent A. Buchanan Buchanan Associates Inc.
    Clifford H. Goldman Marco Polo Securities Inc.
    Jeffrey T. Letzler Instinet, LLC
    Howard Spindel Integrated Management Solutions