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  • 00-77 Thanksgiving Day: Trade Date — Settlement Date Schedule

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    INFORMATIONAL

    Trade Date — Settlement Date

    SUGGESTED ROUTING

    KEY TOPIC

    Internal Audit
    Legal & Compliance
    Municipal/Government Securities
    Operations
    Trading & Market Making

    Holiday Trade Date — Settlement Date Schedule



    Thanksgiving Day: Trade Date-Settlement Date Schedule

    The Nasdaq Stock Market® and the securities exchanges will be closed on Thursday, November 23, 2000, in observance of Thanksgiving Day. "Regular way" transactions made on the business days noted below will be subject to the following schedule:

    Trade Date Settlement Date Reg. T Date*
    Nov. 17 Nov. 22 Nov. 27
    20 24 28
    21 27 29
    22 28 30
    23 Markets Closed
    24 29 Dec. 1


    *Pursuant to Sections 220.8(b)(1) and (4) of Regulation T of the Federal Reserve Board, a broker/dealer must promptly cancel or otherwise liquidate a customer purchase transaction in a cash account if full payment is not received within five business days of the date of purchase or, pursuant to Section 220.8(d)(1), make application to extend the time period specified. The date by which members must take such action is shown in the column titled "Reg. T Date."