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  • 91-42 Appointment of SIPC Trustees for Two Firms

    SUGGESTED ROUTING:*

    Senior Management
    Municipal
    Operations
    Systems
    *These are suggested departments only. Others may be appropriate for your firm.

    On April 23, 1991, the United States District Court for Connecticut appointed the Securities Investor Protection Corporation (SIPC) trustee for:

    Gateway Securities, Inc.
    45 E. Putnam Avenue
    Greenwich, CT 06830.

    Questions regarding the firm should be directed to SIPC trustee:

    Securities Investor Protection Corporation
    805 15th Street, NW, Suite 800
    Washington, DC 20005-2207
    (202)371-8300.

    On April 24, 1991, the United States District Court for the Middle District of Florida appointed a Securities Investor Protection Corporation (SIPC) trustee for:

    C. J. Wright & Company, Inc.
    2403 SE 17th Street, Suite 401
    Ocala, FL 32671.

    Questions regarding the firm should be directed to SIPC trustee:

    K. Rodney May, Esquire
    Foley & Lardner
    111 North Orange Avenue, Suite 1800
    P.O. Box 2193
    Orlando, FL 32802-2193

    and

    200 W. Forsyth Street, Suite 1700
    P.O. Box 1290
    Jacksonville, FL 32201-1290.

    Members may use the "immediate close-out" procedures as provided in Section 59(i) of the NASD's Uniform Practice Code to close out open over-the-counter contracts. Also, Municipal Securities Rulemaking Board Rule G-12(h) provides that members may use the above procedures to close out transactions in municipal securities.