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(2 versions)
Dec 15 2008 - Sep 16 2018Sep 17 2018 onwards

12600. Required Hearings

Past version: effective from Dec 15 2008 - Sep 16 2018.
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(a) Hearings will be held, unless:
•  The arbitration is administered under Rule 12800 or Rule 12801;
•  The parties agree otherwise in writing; or
•  The arbitration has been settled, withdrawn or dismissed.
(b) The panel will decide the time and date of the hearing at the initial prehearing conference or otherwise in another manner.
(c) The Director will notify the parties of the time and place at least 20 days before the hearing begins, unless the parties agree to a shorter time.
Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008.
Adopted by SR-NASD-2003-158 eff. April 16, 2007.

Selected Notice: 07-07, 08-57.

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