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9800. TEMPORARY CEASE AND DESIST ORDERS


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Past version: effective from Dec 15 2008 - Jun 22 2009.
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(The entire Rule 9800 Series, and related amendments adopted by SR-NASD-98-80 to Rules 8310, 8313(c)(1) (formerly IM-8310-2(d)(1), renumbered by SR-NASD-2003-168 and SR-FINRA-2008-021), 9120(x), 9241(c), 9290, 9311(b), 9312(b), and 9360, and by SR-NASD-2003-110 to Rule 9556, shall expire on June 23, 2009, unless extended or permanently adopted by FINRA pursuant to SEC approval at or before such date.)
Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008.
Amended by SR-NASD-2007-033 eff. June 23, 2007.
Amended by SR-NASD-2005-061 eff. May 11, 2005.
Amended by SR-NASD-2003-110 eff. June 28, 2004.
Adopted by SR-NASD-98-80 eff. June 23, 2003.

Selected Notices: 03-35, 04-36, 08-57.

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