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87-66 Quarterly Check List of NASD Notices to Members

TO: All NASD Members and Other Interested Persons

The following are NASD Notices to Members issued during the third quarter of 1987. Requests for copies of any notice should be accompanied by a self-addressed mailing label and directed to: NASD Administrative Services, 1735 K Street, N.W., Washington, D.C. 20006-1506.

Notice Number

Date

Topic

87-42

July 1, 1987

NASDAQ National Market System Grows to 2,972 Securities With 29 Voluntary Additions on July 7, 1987

87-43

July 1, 1987

Adoption of Amendment to Article III, Section 35 of the NASD Rules of Fair Practice Regarding Advertising and Sales Literature for Direct Participation Programs

87-44

July 6, 1987

Proposed Amendment to Article IIL Section 26(m) of the NASD Rules of Fair Practice Governing Prompt Payment for Investment Company Shares

87-45

July 15, 1987

NASDAQ National Market System Grows to 2,993 Securities With 20 Voluntary Additions on July 21, 1987

87-46

July 21, 1987

SEC Approval of NASD Corporate Governance Standards for NASDAQ/ NMS Issuers and Amendments To Schedule D to the NASD By-Laws Concerning Designation of NASDAQ National Market System (NASDAQ/NMS) Securities

87-47

July 22, 1987

Request for Comments on a Proposed New Level of Registration, Designated Assistant Representative-Order Processing, Under Schedule C to the NASD By-Laws

87-48

July 29, 1987

NASDAQ National Market System Grows to 3,019 Securities With 30 Voluntary Additions on August 4, 1987, And One Mandatory Inclusion on August 4,1987

87-49

August 10, 1987

New $10 NYSE Series 7 Development Fee to Begin in August

87-50

August 10, 1987

Amendments to SEC Rules 15c3-l, 17a-3, and I7a-13 Regarding Treatment of Repurchase and Reverse Repurchase Agreements

87-51

August 12, 1987

Treasury Department Adopts Changes To the Requirements Concerning Financial Recordkeeping and Reporting Of Currency and Foreign Transactions

87-52

August 12, 1987

Request for Comments on Proposed Amendment to the NASD Board of Governors' Corporate Financing Interpretation Concerning Public Offerings When Proceeds Are Directed to NASD Members

87-53

August 12, 1987

Request for Comments on Proposed Amendments to NASD By-Laws and Rules of Fair Practice, and Proposed New Government Securities Rules

87-54

August 13, 1987

NASDAQ National Market System Grows to 3,018 Securities With 8 Additions on August 18, 1987

87-55

August 14, 1987

Amendments to NASD Code of Arbitration Procedure Effective July 1, 1987

87-56

August 19, 1987

Labor Day: Trade Date-Settlement Date Schedule

87-57

August 27, 1987

NASDAQ National Market System Grows to 3,039 Securities With 23 Additions on September 1, 1987

87-58

August 31, 1987

Amendments to SEC Rule 15c3-3 Regarding Treatment of Hold-in-Custody Repurchase Agreements

87-59

August 31, 1987

Quarterly Check List of NASD Notices To Members

87-60

September 10, 1987

NASDAQ National Market System Grows to 3,046 Securities With 11 Additions on September 15, 1987

87-61

September 10, 1987

Suggested Escrow Agreement Provisions for Members' Compliance With Securities and Exchange Commission Rule 15c2-4

87-62

September 22, 1987

NASD Board of Governors' Decision Concerning Regulation of Market Making by Issuer Affiliates

87-63

September 23, 1987

Columbus Day: Trade Date-Settlement Date Schedule


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