FINRA Manual: Contents
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88-23 Windsor Equity Corporation 330 S. Executive Drive Brookfield, Wisconsin 53005
TO: All NASD Members
ATTN: Operations Officer, Cashier, Fail-Control Department
On March 21, 1988, the United States District Court for the Eastern District of Wisconsin appointed a SIPC Trustee for the above member.
Members may use the "immediate close out" procedures as provided in Section 59(i)(2) of the NASD's Uniform Practice Code to close out open OTC contracts.
Questions regarding the firm should be directed to:
David A. Erne, Esquire
c/o Reinhardt, Boerner, Van Deusen
Norris and Rieselbach
1800 Marine Plaza
Milwaukee, Wisconsin 53202-4884
Telephone (414) 271-1190
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