FINRA Manual: Contents
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88-37 Operations Officer, Cashier, Fail-Control Department
TO: All NASD Members
ATTN: Operations Officer, Cashier, Fail-Control Department
On May 25, 1988, the United States District Court for the Southern District of New York appointed a SIPC Trustee for the above member.
Members may use the "immediate close out" procedures as provided in Section 59(i)(2) of the NASD's Uniform Practice Code to close out open OTC contracts.
Questions regarding the firm should be directed to:
Sam Scott Miller, Esquire
Orriek Herrington & Sutcliffe
599 Lexington Avenue
New York, New York 10022