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88-60 Quarterly Check List of NASD Notices to Members

SUGGESTED ROUTING*

Senior Management
Operations
Research

*These are suggested departments only. Others may be appropriate for your firm.

The following NASD Notices to Members were issued during the second quarter of 1988. Requests for copies of notices should be accompanied by a self-addressed mailing label and sent to: NASD Administrative Services, 1735 K Street, N.W., Washington, D.C. 20006-1506.

Notice

Date

Topic

88-26

4/12

Request for Comments on Proposed Amendments to Appendix A to Article III, Section 30 of the NASD Rules of Fair Practice

88-27

4/13

NASDAQ National Market System Totals 2,994 Securities With 11 Additions on April 19, 1988

88-28

4/15

Quarterly Check List of NASD Notices to Members

88-29

4/28

Proposed New Section 3 to Article VII and Amendment to Article XI, Section 4 of the NASD By-Laws Concerning Emergency Authority Of the NASD Board of Goverors

88-30

4/28

NASDAQ National Market System Totals 2,976 Securities With Two Additions on May 3, 1988

88-31

5/4

Proposed Amendments to ArticleV, Section 1 of the NASD Rules of Fair Practice and Section 12(2) of the Proposed Government Securities Rules: Removal of Fine Limitations

88-32

5/10

Amendment to the NASD Board of Governors' Corporate Financing Interpretation Regarding Public Offerings When Proceeds Are Directed to NASD Members

88-33

5/12

Adoption of Amendments to Schedule E to the NASD By-Laws, Effective Immediately

88-34

5/12

Adoption of New Section 67 of the NASD Uniform Practice Code Regarding Delayed Closings, Effective June 12, 1988

88-35

5/12

NASDAQ National Market System Totals 2,945 Securities With Seven Additions on May 17, 1988

88-36

5/19

Memorial Day Trade Date-Settlement Date Schedule

88-37

5/26

SIPC Trustee Appointed: Omni Mutual, Inc., Two Wall Street, New York, New York 10005

88-38

5/31

SEC Approves New Category of Limited Representative Registration—Corporate Securities Examinations (Series 62); Study Outline Available

88-39

6/1

NASDAQ National Market System Totals 2,950 Securities With 10 Additions on June 7, 1988

88-40

6/1

Adoption of New Schedule H to the NASD By-Laws and Proposed Amendment to Article III, Section 21 Of the NASD Rules of Fair Practice

88-41

6/7

Independence Day Trade Date-Settlement Date Schedule

88-42

6/17

NASDAQ National Market System Advances to 2,954 Securities With 14 Additions on June 21,1988

88-43

6/22

Adoption of Amendments to the Rules of Practice and Procedures For the NASD Small Order Execution System And to Schedule D to The NASD By-Laws, Effective June 30, 1988

© National Association of Securities Dealers, Inc., 1988.

NASDAQ and NASDAQ/NMS are registered trademarks and service marks of the National Association of Securities Dealers, Inc.


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