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83-20 Quarterly Checklist of Notices to Members

TO: All NASD Members and Other Interested Persons

Following is a list of NASD Notices to Members issued during the first quarter of 1983. Requests for copies of any notice should be accompanied by a self-addressed label and may be directed to: NASD Administrative Services, 1735 K Street, N.W., Washington, D. C. 20006.

Notice Number

Date

Topic

83-1

January 6, 1983

Real-Time Transaction Reporting in NASDAQ NMS Securities

83-2

January 11, 1983

Effect of Tax Law Changes on NASD Qualification Examinations

83-3

January 19, 1983

SEC Approves Amendments to Rule 17f-2

83-4

January 20, 1983

Real-Time Transaction Reporting in Additional 100 NASDAQ NMS Securities Effective February 8, 1983

83-5

January 27, 1983

Holiday Settlement Schedule - February 1983

83-6

January 31, 1983

Proposed Amendments to the Uniform Practice Code to Extend Applicability of the Code to Secondary Market Transactions in Unit Investment Trust Securities

83-7

February 3, 1983

Solicitation of Comments on SEC Proposed Anti-Internalization Rule

83-8

February 4, 1983

Amendments to Association's By-Laws

83-9

February 14, 1983

Appointment of SIPC Trustee for Bell & Beckwith, Toledo, Ohio

83-10

February 22, 1983

The Tax Equity and Fiscal Responsibility Act of 1983

83-11

February 22 1983

Formation of Federal Task Group on Regulation of Financial Services

83-12

March 8, 1983

Clarification of NASD Filing Requirements for Offerings Made Pursuant to SEC Rule 415

83-13

March 18, 1983

Request for Comments on Amendments to Appendix F Concerning Sales Incentives for Direct Participation Programs

83-14

March 29, 1983

Holiday Settlement Schedule - April 1983

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