FINRA Manual: Contents
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13506. Discovery Requests
This rule is no longer applicable. NASD Rule 13506 has been superseded by FINRA Rule 13506. Please consult the appropriate FINRA Rule.
The Industry Code will apply to claims filed on or after April 16, 2007. In addition, the list selection provisions of the Industry Code will apply to previously filed claims in which a list of arbitrators must be generated after April 16, 2007; in these cases, however, the claim will continue to be governed by the remaining provisions of the old Code unless all parties agree to proceed under the new code.
On the claimant, or any respondent named in the initial statement of claim, 45 days or more after the Director serves the statement of claim; and
- On any party subsequently added to the arbitration, 45 days or more after the statement of claim is served on that party.
Adopted by SR-NASD-2004-011 eff. April 16, 2007.
Selected Notices: 07-07