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83-59 Pilot Ends — Expansion of ITS/CAES Linkage — Open to All Rule 19c-3 Securities — ATT Divestiture

TO: All NASD Members and NASDAQ Subscribers

The Securities and Exchange Commission has recently authorized the expansion of the number of securities eligible for trading by our members through the linkage between the Intermarket Trading System (ITS) and the Computer Assisted Execution System (CAES). This linkage was mandated by the Commission in its order dated April 21, 1981, the first phase of which permitted only the thirty most active Rule 19c-3 securities with ITS/CAES market makers to be traded through the ITS/CAES linkage. Rule 19c-3 securities are those tape-eligible securities that were listed on an exchange after April 26, 1979 or were listed on or before that date but thereafter ceased being traded for any period of time.

The second phase of this order, which became effective on September 15, 1983, permits all Rule 19c-3 securities to be traded through the ITS/CAES interface by an ITS/CAES market maker. The effectiveness of such permits NASD members, who choose to register as ITS/CAES market makers, to make markets in over 700 Rule 19c-3 securities. A listing of all Rule 19c-3 securities compiled as of October 3, 1983 is attached to this notice.

It should be noted that certain technical constraints impacting only exchange participants currently prevent the inclusion of warrants and preferreds from this list in the ITS system. It is our understanding that efforts are now underway to correct this problem and will be completed during the 1st quarter of 1984. These constraints do not, however, impact or prevent the inclusion and trading of warrants and preferreds in CAES. However, trading through the ITS/CAES linkage will not be possible.

It is the feeling of many of the current CAE participants that this expanded opportunity for NASD members to trade Rule 19c-3 securities is particularly significant in view of the impending divestiture of AT&T. This divestiture will result in the classification of seven new regional holding companies as Rule 19e-3 securities eligible for trading through the ITS/CAES interface. It is anticipated that "when issued" trading will commence in these new securities, identified below, during November, 1983.

Security

Symbol

American Information Technologies Corporation (Ameritech)

AIT

Bell Atlantic Corporation

BEL

BellSouth Corporation

BLS

NYNEX Corporation

NYN

Pacific Telesis Group

PAC

Southwestern Bell Corporation

SBC

U.S. West, Inc.

USW

Additional information regarding participation in the ITS/CAES linkage may be obtained from Ms. Debra Portman at (212) 839-6206.

Sincerely,

Molly G. Bayley
Vice President
NASDAQ Operations

Enclosure

NEW YORK STOCK EXCHANGE SECURITIES ELIGIBLE FOR OFF-BOARD TRADING UNDER RULE 19C-3

October 3, 1983

ACE

-

Acme Electric Corporation

ALA

-

Ala Moana Hawaii Depository Units

AMR$A

-

AMR Corporation - $2,125 Cumulative Convertible Preferred A

ACO

-

Acco World Corporation

AMD

-

Advanced Micro Devices, Inc.

ADV

-

Advest Group, Inc.

ARX

-

Aeroflex Laboratories, Inc.

AET$B

-

Aetna Life & Casualty Company Cumulative Preferred A

ALP$A

-

Alabama Power Company 15.68% Class A Cumulative Preferred

AAL

-

Alexander and Alexander Services, Inc.

AT

-

Allied Telephone Company

AH$C

-

Allis Chalmers Corporation $5,875 Convertible C Preferred

AC$A

-

American Can Company $3.00 Series Convertible Preferred

AC$B

-

American Can Company $13.75 Series Preferred

AHR

-

Americana Hotels and Realty Corporation

APS

-

American President Companies Ltd.

AFS

-

Amfesco Industries, Inc.

ASO

-

Am south Bancorp

AGV

-

Anderson Greenwood Company

ANA

-

Anta Corporation

BUD

-

Anheuser-Busch Companies, Inc.

AAC

-

Anacomp, Incorporated

APP

-

Apache Petroleum Company Depository Units

APP.W

-

Apache Petroluem Company 1986 Warrants

AEW$D

-

Appalachian Power Company - $2.65 D Preferred

AEW$E

-

Appalachian Power Company - $4.18 Cumulative Preferred

AEW$F

-

Appalachian Power Company - $3.80 Cumulative Preferred

AZP$O

-

Arizona Public Service Co. - $3.58 Cumulative Preferred Series O

AZP$Q

-

Arizona Public Service Co. - Adjustable Rate Preferred Series Q

BMC

-

BMC Industries, Inc.

BTX

-

BancTexas Group, Inc.

BPP

-

Bally's Park Place Inc.

ONE

-

Bane One Corporation

BCM

-

Banco Central S.A. American Depositary Shares

BAC$A

-

BankAmerica Corporation Adjustable Preferred Series A

BAC$B

-

BankAmerica Corporation Adjustable Preferred Series B

NEB$

-

Bank of New England Adjustable Rate Preferred Series 1982

BRE

-

BankAmerica Realty Investors Shares of Beneficial Interest

BBF

-

Barnett Banks of Florida, Inc.

BBF$A

-

Barnett Banks of Florida, Inc. Series A $2,375 Cumulative Preferred

BAS

-

Basic Resources Corporation

BHW$

-

Bell and Howell Company $12.00 Convertible Preferred

BS$

-

Bethlehem Steel Corporation $5.00 Cumulative Convertible Preferred

BHP

-

Black Hills Power and Light

BCC$B

-

Boise Cascade Corporation - 5% Convertible Exchangeable Preferred

BHC

-

Brock Hotel Corporation

BU$A

-

Brooklyn Union Gas $3.95 Cumulative II Preferred

CEE

-

C-3, Inc.

CPH$F

-

Capital Holding Corporation Adjustable Rate Cumulative Preferred F

CIW

-

Cameron Iron Works, Inc.

CCH

-

Campbell Resources, Inc.

CCH$

-

Campbell Resources Inc. Preferred

ENT

-

Canadian Pacific Enterprises

CKE$

-

Castle and Cooke, Inc. Convertible Exchangeable Preferred

CNH$

-

Central Hudson Gas and Electric Company Depositary Preferred A

CNL

-

Central Louisiana Electric Company

CNL$

-

Central Louisiana Electric Company $4.18 Preferred

CV

-

Central Vermont Public Service Corporation

CHR$

-

The Charter Company - Convertible Depositary Preferred

CHA$C

-

Champion International $4.60 Cumulative Convertible Preferred

CMB$D

-

Chase Manhattan Corporation 10 1/2% Series D Preferred

CMB$E

-

Chase Manhattan Corporation Floating Rate Series E Preferred

CHE

-

Chemed Corporation

CHL$A

-

Chemical New York Corporation Adjusted Rate Cumulative Preferred

CHL$B

-

Chemical New York Corporation Adjusted Rate Cumulative Preferred B

CNW

-

Chicago Northwest Transport Class A

C.Z

-

Chrysler Corporation Warrants 12/31/90

CI

-

Cigna Corporation

CIN$G

-

Cincinnati Gas and Electric Company - 10.20% G Preferred

CIN$H

-

Cincinnati Gas and Electric Company 12.52% Series Cumulative Preferred

FNC$

-

Citicorp Adjusted Rate Preferred 2nd Series

CNV$E

-

City Investing Co. $2,875 Convertible Ex. Preferred E

CG$C

-

Columbia Gas Sys. Inc. 10.24% Preferred C

CG$D

-

Columbia Gas Sys. Inc. Adjustable Preferred D

COC$D

-

Columbus & Southern Ohio Electric Company Cumulative Preferred $3.45 Series

PMA

-

Combined International Corporation

CDO

-

Comdisco, Inc.

CWE$K

-

Commonwealth Edison Company - $11.70 Cumulative Preferred

CWE$L

-

Commonwealth Edison Company - $12.75 Cumulative Preferred

CAA

-

Conair Corporation

CNE

-

Connecticut Energy Corporation

CMS$N

-

Consumers Power Company - $3.85 Cumulative Preferred

CMS$P

-

Consumers Power Company $3.98 Preferred

CMS$R

-

Consumers Power Company $4.00 Preferred

CMS$S

-

Consumers Power Company $4.02 Preferred

CMS$T

-

Consumers Power Company $3.78 Preferred

CMS$U

-

Consumers Power Company $3.60 Preferred

COS$

-

Copperweld Corporation - 2.48% Convertible Exchangeable Preferred

CYR

-

Cray Research

ZB$A

-

Crown Zellerbach Company - $4,625 Cumulative Convertible Preferred Series A

ZB$C

-

Crown Zellerbach Company Preferred C

CUL

-

Cullinet Software, Inc.

CWL

-

Cowles Broadcasting

DPL$J

-

Dayton Power and Light $11.60 Preferred J

DF

-

Dean Foods Company

DLX

-

Deluxe Check Printers, Inc.

DTE$I

-

Detroit Edison Company (The) - 12.80% Preferred

DTE$J

-

Detroit Edison Company (The) - 15.68% Preferred J

DTE$K

-

Detroit Edison Company (The) - $4.12 Series Preferred K

DTE$L

-

Detroit Edison Company (The) - $4.00 Series Preferred L

DTE$M

-

Detroit Edison Company (The) - $3.42 Series Preferred M

DTE$O

-

Detroit Edison Company (The) - $3.40 Series Preferred O

DTE$P

-

Detroit Edison Company (The) - $3.12 Preferred

DTE$Q

-

Detroit Edison Company (The) - $3.13 Cumulative Preferred

DIG$B

-

Di Giorgio Corporation - $2.25 Cumulative Convertible Preferred

DIA$

-

Diamond Shamrock Corporation $4.00 Preferred

DCI

-

Donaldson Company, Inc.

DUK$N

-

Duke Power Company - 8.84% Cumulative Preferred Series N

DUK$O

-

Duke Power Company - 11% Cumulative Preferred Series O

DUK$P

-

Duke Power Company - 15.40% Preferred

DYC

-

Dyco Petroleum Company

EAL$B

-

Eastern Air Lines $3.20 Preferred B

EAL$C

-

Eastern Air Lines $3.00 Convertible Jr. Preferred

EAL.W

-

Eastern Air Lines - Warrants

ELP$E

-

El Paso Natural Gas Company - 15% Preferred

ELP$F

-

El Paso Natural Gas Company - 14% Preferred

EEX

-

Energy Exchange Corporation - Class A

EC

-

Englehard Corporation

ENS$D

-

Enserch Corporation Adjustable Preferred D

EEE

-

Ensource, Incorporated

EN

-

Enterra Corporation

ERB

-

Erbamont N.V.

FCI

-

Fairfield Communities Inc.

FAC

-

First Atlanta Corporation

FAC$

-

First Atlanta Corporation Series A Preferred

FBF

-

First Bankers Corporation of Florida

FBC

-

First Boston Corporation

FBT$A

-

First City Bancorp of Texas Adjustable Note Series A

FNB$

-

First Chicago Corporation Preferred

FNB$B

-

First Chicago Corporation Adjustable Preferred B

FNS$B

-

First National State Bancorp Adjustable Preferred B

FWB$A

-

First Wisconsin Corporation $6.25 Preferred A

FLT$

-

Fleet Financial Group, Inc. Adjustable Preferred

FLX$

-

Flexi-Van Corporation - $1.61 Cumulative Preferred

FLX$B

-

Flexi-Van Corporation - $2.75 Cumulative Preferred

FLP

-

Floating Point Systems, Incorporated

FMR.V

-

Freeport McMoran Oil & Gas Royalty Trust - Units of Beneficial Interest When Issued

FTR$

-

Fruehauf $2.00 Preferred

GHX

-

Galveston-Houston Company

GEC

-

Geico Corporation

GCN$A

-

General Cinema Corporation Preferred A

GDC

-

General Datacomm Industries, Incorporated

GNC

-

General Nutrition, Incorporated

GRN

-

General Re Corporation

GGP$

-

General Growth Properties $1.90 Pfd. A - When Issued

GGP.W

-

General Growth Properties - Warrants When Issued

GEN

-

Genrad, Incorporated

GX

-

Geo International Corporation (New)

GP$B

-

Georgia Pacific Corporation - $2.24 Series B Adjustable Rate Convertible Preferred

GP$C

-

Georgia Pacific Corporation Series C Adjustable Rate Convertible Preferred

GPE$E

-

Georgia Power - $3.76 Class A Preferred

GPE$F

-

Georgia Power - $3.44 Preferred

GNG.W

-

Golden Nugget Inc. Warrants 7/1/88

GNN$

-

Great Northern Nekoosa $4.75 Cumulative Exchangeable Preferred

GHI

-

Greatwest Hospital, Inc.

GMP

-

Green Mountain Power Corporation

GBE

-

Grubb and Ellis Company

GQ$

-

Grumman Corporation - $2.80 Cumulative Preferred

GSU$B

-

Gulf States Utilities - $4.40 B Preferred

GSU$N

-

Gulf States Utilities - $3.85 Preferred

GA

-

Gulfstream Aerospace Corporation

HPR

-

Harper & Row Publishers, Inc.

HLC

-

Hazelton Laboratories

HMY

-

Heilig Meyers Company

HCI

-

Heritage Communications Incorporated

HCI$B

-

Heritage Communications Incorporated - Series B Preferred

HXL

-

Hexcel Corporation (Delaware)

HIT

-

Hitachi Limited ADR

HZB

-

Horizon Bancorp

RTH

-

Houston Oil Royalty Trust

HPT

-

Howell Petroleum

THC

-

Hydraulic Company (The)

IPC$K

-

Illinois Power Company - 11.66% Cumulative Preferred

IPC$L

-

Illinois Power Company - Adjustable Series Preferred A

IME$G

-

Indiana and Michigan Electric Company $2.75 Cumulative Preferred

IME$H

-

Indiana and Michigan Electric Company $3.63 Cumulative Preferred

IG

-

Informatics General Corporation

IRE$A

-

Integrated Resources - $3.03 Cumulative Preferred A

IRE$C

-

Integrated Resources - Adjustable Rate Cumulative Preferred

IRE$D

-

Integrated Resources - $4.25 Cumulative Convertible Preferred

ISS$D

-

Interco, Inc. - $7.75 Cumulative Convertible Series D

ITM

-

Intermedics Inc.

HR$A

-

International Harvester $3.00 Convertible Preferred A

HR$C

-

International Harvester $5.76 Preferred C

IUS

-

Interstate Uniform Services Corporation

IFG

-

Inter-Regional Financial Group, Incorporated

V$

-

Irving Bancorp Adjustable Rate Preferred

JR

-

James River Corporation of Virginia

KDI

-

KDI Corporation

KB$B

-

Kaufman and Broad, Inc. $8.75 Convertible Exchangeable Preferred

KGM$D

-

Kerr Glass Manufacturing Company - $1.70 Class B Cumulative Convertible Preferred Series D

KEY

-

Key Banks Inc.

KOG

-

Koger Properties, Inc.

KOP$B

-

Kopper Company, Inc. - $10.00 Preferred

KYO

-

Kyocera Corporation

LHC

-

L and N Housing Corporation

LRT

-

L L & E Royalty Trust - Units of Beneficial Interest

LTV$B

-

LTV Corporation $3.06 Convertible Preferred B

LPT

-

Lear Petroleum Corporation

LPT$

-

Lear Petroleum Corporation 2.875% Exchangeable Preferred

LM

-

Legg Mason, Inc.

LEG

-

Leggett and Platt, Inc.

LTD

-

The Limited, Incorporated

LIL$S

-

Long Island Lighting Company - 9.80% Series S Preferred

LIL$T

-

Long Island Lighting Company - 3.31% Cumulative Preferred Series T

LIL$U

-

Long Island Lighting Company - 4.25% Cumulative Preferred Series U

LIL$V

-

Long Island Lighting Company - 3.50% Preferred Series V

LIL$W

-

Long Island Lighting Company - 3.52% Preferred Series W

LPL$

-

Louisiana Power and Light Co. 12.64% Cumulative Preferred

LOW

-

Lowe's Companies, Inc.

LUB

-

Luby's Cafeterias, Inc.

LUK$F

-

Leucadia National Corporation Preferred

MGM

-

MGM UA Entertainment Company

MGM.W

-

MGM UA Entertainment Company Warrants

HEG

-

MGM UA Home Entertainment Group, Inc.

MMB

-

MacMillan Bloedel Limited

M

-

Management Assistance, Inc.

MHC$

-

Manufacturers Hanover Corporation Adjustable Preferred

MHC$B

-

Manufacturers Hanover Corporation Adjustable Preferred B

MAR

-

Marcade Group, Inc.

MM$A

-

Marine Midland Banks, Inc. Preferred A

ML$

-

Martin Marietta Corporation $4,875 Convertible Exchangeable Preferred

MDD

-

McDonald & Company Investments, Inc.

MTR

-

MESA Royalty Trust

MEL$A

-

Mellon National Corporation Series A Preferred

MEL

-

Mellon National Corporation

MOS

-

Mesa Offshore Trust Units of Beneficial Interest

MXF

-

Mexico Fund, Inc. (The)

MIC$A

-

Michigan Consolidated Gas Company $3.19 Series Cumulative Preferred

MCN

-

MidCon Corporation

MPV$C

-

Missouri Public Service Company $4,125 Series Preferred

MLT

-

Mitel Corporation

MSY

-

Modular Computer Systems, Inc.

MCL

-

Moore Corporation Limited

MOE

-

Moran Energy Corporation

JPM$A

-

Morgan, J.P. and Company Adjustable Rate Preferred A

NAF

-

NAFCO Financial Group, Inc.

NBI

-

NBI, Incorporated

NII$

-

National Intergroup Inc. $5.00 Convertible Preferred

NUI

-

NUI Corporation

NCB

-

NCNB Corporation

NEV

-

Nevada Savings and Loan Association

NWL

-

Newell Companies, Inc.

NIP

-

Newhall Investment Properties Units of Limited Partnership

NR

-

Newhall Resources Units of Limited Partnership

NJR

-

New Jersey Resources Corporation

NGE$D

-

New York State Electric and Gas 15% Series

NIC

-

Nicolet Instrument Corporation

NMK$

-

Niagara Mohawk Power Corporation Adjustable Preferred A

NBL

-

Noble Affiliates, Inc.

NOR

-

Norstar Bancorp, Inc.

NOR$

-

Norstar Bancorp, Inc. Convertible Adjustable Preferred

NET

-

North European Oil Royalty Trust Units of Beneficial Interest

NI$A

-

Northern Indiana Public Service Adjustable Preferred A

NOB$

-

Norwest Corporation Adjustable Preferred

NOB$B

-

Norwest Corporation Adjustable Preferred Series B

NWC$A

-

Northwest Central Pipeline Corporation Adjustable Rate Preferred A

NWP$A

-

Northwest Energy Company $2,125 Preferred A

NVO

-

Novo Industries A/S

NTR

-

Nutri Systems, Inc.

ODR

-

Ocean Drilling and Exploration Company

OEC$M

-

Ohio Edison Company - $1.80 Cumulative Convertible Preferred

OEC$N

-

Ohio Edison Company - $3.92 Cumulative Convertible Preferred

OEC$O

-

Ohio Edison Company - $3.50 Class A Preferred

OPW$H

-

Ohio Power Company - $3.75 Preferred

OCR

-

Omnicare, Inc.

PSA$

-

PSA, Inc. Depositary Preferred Series B

PPW$B

-

Pacific Power and Light Company - $3.75 Preferred

PPW$C

-

Pacific Power and Light Company - $4.07 Preferred

PAB

-

Pan American Banks, Incorporated

PNP

-

Pay-N-Pak Stores, Inc.

PCI

-

Payless Cashways, Incorporated

PPL$N

-

Pennsylvania Power and Light Company Depositary Preferred $15.00 Series

PPL$O

-

Pennslyvania Power and Light Company Depositary Preferred

PPL$P

-

Pennsylvania Power and Light Company Depositary Preference

PBT

-

Permian Basin Royalty Trust Units of Beneficial Interest

PDS

-

Perry Drug Stores, Inc.

PEO$A

-

Petroleum and Resources Corporation - $1.57 Convertible Preferred

PIL

-

Petroleum Investments Ltd. Depository Units

PN.W

-

Pan American World Airways - 1993 Warrants

PE$M

-

Philadelphia Electric Company - 15.25% Preferred

PE$N

-

Philadelphia Electric Company - 17.125% Preferred

PE$O

-

Philadelphia Electric Company 12.80% Preferred

PGN$C

-

Portland General Electric $4.40 Cumulative Preferred

PGN$D

-

Portland General Electric $4.32 Series Cumulative Preferred

PCH$

-

Potlatch Corporation $12,375 Preferred Class A Cumulative Preferred

POM$G

-

Potomac Electric Power Company - $4.23 Serial Preferred $4.23 (1979)

PMK

-

Primark Corporation

PRP

-

Prairie Producing Company

PEG$R

-

Public Service Electric and Gas - 13.44% Preferred

PEG$S

-

Public Service Electric and Gas - 12.80% Preferred

PEG$T

-

Public Service Electric and Gas - 11.62% Preferred

PIN$I

-

Public Service Company of Indiana - 9.60% Series Cumulative Preferred

PNH$

-

Public Service Company of New Hampshire - 11.24% Cumulative Preferred

PNH$C

-

Public Service Company of New Hampshire - Shares of Sinking Fund Preferred - 17% Division Series Cumulative

PNH$D

-

Public Service Company of New Hampshire - 15% Preferred

PNH$E

-

Public Service Company of New Hampshire - 15.44% Preferred

PNH$F

-

Public Service Company of New Hampshire - 13% Division Series Preferred

BQR

-

Quick and Reilly Group, Inc.

RPC

-

RAMPAC

RYC

-

Raychem Corporation

RB$

-

Reading and Bates Corporation - Series 4 $2,125 Cumulative Convertible Preferred

RB$A

-

Reading and Bates Corporation - Series 5 Preferred

REC

-

Recognition Equipment, Inc.

RGL

-

Regal International, Inc.

RAI.W

-

Republic Airlines Inc. 1986 Warrants

RNB$C

-

Republic of New York Corporation - $3,125 Preferred

RNB$A

-

Republic of New York Corp. - Cumulative Preferred Floating Series A

RS$

-

Republic Steel Corporation $5.25 Convertible Preferred

RPT$A

-

Republicbank Corporation - $2,125 A Convertible Preferred

REN

-

Rollins Environmental Services, Inc.

SBR

-

Sabine Royalty Trust Units of Beneficial Interest

SGB

-

Safeguard Business Systems, Inc.

SFE.W

-

Safeguard Scientifics, Incorporated - Warrants

SK

-

Safety Kleen Corporation

SJT

-

San Juan Basin Royalty Trust Units of Beneficial Interest

SAR

-

Santa Anita Realty Enterprises, Incorporated

SVB$A

-

Savin Corp. - Series A $1.50 Cumulative Convertible Preferred

SCR$B

-

Sea Container Ltd. $2.10 Preferred

SCR$C

-

Sea Container Ltd. $2.10 Series 1982

SGO

-

Seagull Energy Corporation

SEE

-

Sealed Air Corporation

SGN$A

-

Signal Company - 8.25% Convertible Preferred A

SOR

-

Source Capital, Inc.

SOR$

-

Source Capital, Inc. $2.40 Preferred

SM$D

-

Southmark Corporation Adjustable Rate Series D Preferred

SWX

-

Southwest Gas Corporation

SWN

-

Southwestern Energy Company

SUL

-

Sullair Corporation

SU

-

Sun Banks, Inc.

SYM

-

Syms Corporation

TDK

-

TDK Corporation ADR

TBO

-

Tacoma Boatbuilding Company

TLR

-

Telerate Corporation

TGT$E

-

Tenneco, Inc. - $11.00 Cumulative Preferred

TXA

-

Texas American Bancshares, Incorporated

TET$A

-

Texas Eastern Transmission Preferred A

THK$

-

Thackeray Corp. $4.15 Preferred

TMO

-

Thermo Electron Corporation

TM

-

Thompson Medical Company, Inc.

TCX

-

Ti-Caro, Inc.

TIX

-

Timeplex, Inc.

TED$G

-

Toledo Edison Company - $4.28 Cumulative Preferred

TED$M

-

Toledo Edison Company - $3.47 Preferred

TMK

-

Torchmark Corporation

TOS

-

Tosco Corporation

TOW

-

Towle Manufacturing Company

TOW$A

-

Towle Manufacturing Company - Preferred A

TOY

-

Toys "R" Us, Inc.

TWA

-

Trans World Airlines Inc.

TWA$

-

Trans World Airlines, Inc. $2.25 Preferred

TWA$B

-

Trans World Airlines Inc. B Preferred

TW.A

-

Trans World Corporation - 1987 Warrants

TW.W

-

Trans World Corporation - Warrants

E$

-

Transco Energy Company, Inc. $3,875 Cumulative Convertible Preferred

EXP

-

Transco Exploration Partners Limited Depositary Units

TCT

-

Tricentrol, Ltd.

OIL

-

Triton Energy Corporation

UAL$B

-

UAL, Inc. $2.40 Cumulative Convertible Preferred

UEP$M

-

Union Electric Company Preferred M $4.00 Series 1982

UEP$N

-

Union Electric Company $2.98 Preferred

UCT

-

United Cable TV Corporation

UDE

-

United Drilling and Exploration Company

UIL$B

-

United Illuminating Company - 15.88% Preferred 1980

UIL$C

-

United Illuminating Company - 16% Preferred 1980

USH$C

-

USLIFE Corporation - $3.33 Series C Cumulative Preferred

USH$D

-

USLIFE Corporation - $2.25 Preferred Class D

X$

-

U.S. Steel Corporation Adjustable Preferred

X$B

-

U.S. Steel Corporation $12.75 Convertible Preferred

X$C

-

U.S. Steel Corporation $2.25 Convertible Exchangeable Preferred

UTP$I

-

Utah Power and Light Company - $2.36 Cumulative Preferred Series I

UTP$J

-

Utah Power and Light Company - $2.90 Cumulative Preferred Series J

VLO

-

Valero Energy Corporation

VLO$

-

Valero Energy Corporation Depositary Preferred

VRC

-

Varco International, Inc.

VRC$A

-

Varco International, Inc. $2.00 Convertible Preferred A

WFC$A

-

Wells Fargo and Company Adjustable Rate Preferred A

WEN

-

Wendy's International, Incorporated

WST

-

West Company, Incorporated

WAL.W

-

Western Air Lines 1993 Warrants

WSN$A

-

Western Company N.A. $7.25 Cumulative Preferred A

WY$A

-

Weyerhaeuser Company $4.50 Preferred Series A

WMS

-

Williams Electronics, Inc.

AMERICAN STOCK EXCHANGE SECURITIES ELIGIBLE FOR OFF-BOARD TRADING UNDER RULE 19C-3

October 3, 1983

APH

-

AIC Photo, Incorporated

ATN.W

-

Acton Corporation - 1986 Warrants

AE

-

Adams Resources and Energy, Incorporated

AEX

-

Air Express International

AXO

-

Alamco, Inc.

AOC

-

Altex Oil Corporation

AOC.W

-

Altex Oil Corporation - Warrants

AMY

-

Amedco, Incorporated

AXP.W

-

American Express Company - Warrants

AWC

-

American Well Servicing

AIS.A

-

Ampal American Israel Class A

AMQ

-

Amquest Corporation

AJ

-

Anderson Jacobson, Incorporated

ATM

-

Anthem Electronics, Inc.

ARG

-

Argo Petroleum Corporation

ADC

-

Astro Drilling Company

AVL

-

Atlas Van Lines

BDM

-

BDM International, Inc.

BSN

-

BSN Corporation

BTK

-

BTK Industries, Inc.

BLY.W

-

Bally Manufacturing - Warrants

BB

-

Bank Building Equipment Company of America

BOC

-

Beard Oil Company

BCS

-

Beefsteak Charlie's, Inc.

BHI

-

Beehive International Limited

BTN

-

Beltran Corporation

BTN.W

-

Beltran Corporation - Warrants

BYI

-

Berry Industries Corporation

BRL

-

Biltrite Corporation (The)

BIO.A

-

Bio-Rad Laboratories, Incorporated - Class A

BIO.B

-

Bio-Rad Laboratories, Incorporated - Class B

BLK

-

Blocker Energy Corporation

BLR

-

Bolar Pharmaceutical Company Incorporated

BWL

-

Bowl America, Incorporated

BKN

-

Buckhorn, Incorporated

BKN$A

-

Buckhorn, Incorporated - Series A Preferred

CT

-

California Real Estate Trust - Shares of Beneficial Interest

CPP

-

Calprop Corporation

CAP

-

Campenelli Industries, Incorporated

CDG

-

Canandaigua Wine Company, Inc.

TVL

-

Cardillo Travel System, Incorporated

KRE.A

-

Care Corporation Class A

KRE.B

-

Care Corporation Class B

CSE

-

Castle Industries, Inc.

CJN

-

Ceasars N.J., Incorporated

CEG$

-

Centennial Group, Incorporated Preferred

CH

-

Champion Products, Incorporated

CMD.A

-

Charter Medical - Class A

CGN

-

Cognitronics Corporation

CCS

-

Computer Consoles, Incorporated

CFA

-

Computer Factory (The)

CQX

-

Conquest Exploration Company

CQX.W

-

Conquest Exploration Company - Warrants

CGS.W

-

Consolidated Oil and Gas - Warrants

CDN

-

Coradian Corporation

CCR

-

Countrywide Credit Industry, Inc.

CAI

-

Continental Airlines Corporation

CAI$

-

Continental Airlines Corporation Convertible Preferred

CE

-

Crawford Energy, Incorporated

CNP.A

-

Crown Central Petroleum - Class A

CNP.B

-

Crown Central Petroleum - Class B

DLE

-

Dale Electronics, Inc.

DAM.W

-

Damson Oil Corporation - Warrants

DAM.Z

-

Damson Oil Corporation 1985 Warrants

DTM

-

Dataram Corporation

DVL

-

Del Val Financial Corporation

DMD

-

Delmed, Incorporated

DSG

-

Designatronics, Inc.

DRC.A

-

Diagnostic Retrieval Systems, Inc. Class A

DRC.B

-

Diagnostic Retrieval Systems, Inc. Class B

DBH

-

Diamond Bathurst, Inc.

DXC

-

Dixico, Incorporated

DGS

-

Dorchester Gas Corporation

DBC

-

Dougherty Brothers Company

DRL

-

Drillers, Incorporated

DCO

-

Ducommun, Incorporated

ESG

-

Electrosound Group, Incorporated

ELS

-

Elsinore Corporation

EMP

-

Empire of Carolina, Incorporated

EMC

-

Energy Management Corporation

EM

-

Energy Minerals Corporation

ESV

-

Enerserv Products, Inc.

ERC

-

Evaluation Research Corporation

EJ.A

-

Everest Jennings International Class A

EJ.B

-

Everest Jennings International Class B

ESI

-

Exploration Surveys, Incorporated Class A

ESR$

-

Enstar Indonesia Inc. Non-Voting Preferred

FAR

-

First Arkansas Bankstock Corporation

FBF

-

First Banker Corporation of Florida

FHO

-

Frederick's of Hollywood, Inc.

FEI

-

Frequency Electronics, Incorporated

GCE

-

GNC Energy Corporation

GOX

-

Galaxy Oil Company

GSC

-

Gelman Sciences, Incorporated

GDF

-

General Defense Corporation

GNL

-

Gemco National, Inc.

GDM$

-

Goldome National Corporation Cumulative Preferred

GTR.R

-

Gould Investors Trust Shares of Beneficial Interest - Rights

GTX

-

Grant Industries, Incorporated

GTX.W

-

Grant Industries, Incorporated - Warrants

GB

-

Guarantee Bancorp, Inc.

HZR

-

Heizer Corporation

HLP

-

Health Extension Services, Inc.

HDR

-

Heldor Industries, Incorporated

H

-

Helm Resources, Inc.

HND

-

Hinderliter Industries, Inc.

HOR.W

-

Horn & Hardart 1987 Warrants

HO

-

Houston Oil Trust Units of Beneficial Interest

HOV

-

Hovnanian Enterprises, Inc.

HUN

-

Hunt Manufacturing Company

ICO

-

ICO, Incorporated

IEI

-

Integrated Energy, Inc.

IC

-

Intercole, Inc.

PWR

-

International Power Machine Corporation

IDC

-

Intertec Data Systems Corporation

KTN

-

Kentron International, Inc.

KPH

-

Key Pharmaceuticals

KDE.W

-

Kiddie, Inc. - Warrants

KNO

-

Knogo Corporation

KNL

-

Knoll International Inc.

KGR

-

Koger Company

LAS

-

Laser Industries Limited ORD

LKI

-

Lazare Kaplan International

LFA

-

Littlefield, Adams and Company

LUM

-

Lumex, Inc.

LUR

-

Luria (L.) and Sons, Incorporated

MCR

-

MCO Resources, Incorporated

MOG.A

-

MOOG, Incorporated - Class A

MSI

-

MSI Data Corporation

MSR

-

MSR Exploration Ltd.

MKP

-

Mark Products, Incorporated

MEP

-

May Energy Partners Ltd.

MFL

-

Mayflower Corporation

ME

-

McDowell Enterprises, Incorporated

MRI.A

-

McRae Industries, Inc. Class A

MRI.B

-

McRae Industries, Inc. Class B

MED

-

Mediq, Inc.

MAM

-

Mid-America Industries, Incorporated

MNE

-

Monument Energy Service, Inc.

MR

-

Mortronics, Inc.

MTN

-

Mountain Medical Equipment, Incorporated

MAC

-

Muse Air Corporation

MYE

-

Myers Industries, Inc.

NAN

-

Nantucket Industries, Inc.

NLG

-

National Gas and Oil Company

NPT

-

Newport Electric Corporation

OLS

-

Olsten Corporation (The)

ORR

-

Orrox Corporation

PCG$F

-

Pacific Gas and Electric 17 3/8% Redeemable 1st Preferred

PCG$Y

-

Pacific Gas and Electric 12.80% Preferred

PCG$Z

-

Pacific Gas and Electric 16.24% Preferred

PGE

-

Page Petroleum Limited

PYF

-

Pay-Fone Systems, Incorporated

PNR

-

Peninsula Resource Corporation

PNL

-

Penril Corporation

PTL$A

-

Petro Lewis Corporation - $1.65 Cumulative Preferred

PTL$B

-

Petro Lewis Corporation - $2.28 Cumulative Preferred

PTL.W

-

Petro Lewis Corporation - Warrants

PPI

-

Pico Products Incorporated

PIP

-

Postal Instant Press

PER

-

Pope Evans Robbins, Incorporated

PSI

-

Porta System, Incorporated

POW

-

Power Test Corporation

PRL

-

Premier Resources Limited

PRS

-

Presidio Oil Company

PRB

-

Provident Bancorp

PSD$E

-

Puget Sound Power and Light Company $4,375 Cumulative Preferred

RAC

-

RAI Research Corporation

RMS

-

RMS Electronics, Inc.

RDE

-

Ratliff Drilling & Exploration Company

RAV

-

Raven Industries, Incorporated

RI

-

Refinemet International

RT.W

-

Resorts International - Warrants

RTM

-

Richmond Tank Car Company

RTM$

-

Richmond Tank Car Company - Preferred

RGD

-

Rio Grande Drilling Company

RYK

-

Rykoff (S.E) Company

RYL

-

Ryland Group, Incorporated

SAG

-

Sage Energy Company

SDO$J

-

San Diego Gas and Electric Company $4.65 Preferred

SAU.A

-

Saunders Leasing Systems - Class A

SS

-

Schwab Safe Company, Incorporated

SEI

-

Seis Pros, Incorporated

SDL

-

Seiscom Delta, Incorporated

SMC.B

-

Smith (A.O.) Corporation Class B

SOI

-

Snyder Oil Partners Units of Limited Partnership Interest

SSI

-

Solid State Science, Incorporated

SDR

-

South Texas Drilling & Exploration, Incorporated

SCE$O

-

Southern California Edison Company - 8.50% Cumulative Preferred

SCE$P

-

Southern California Edison Company - Cumulative Preferred 12% Series

SM.W

-

Southmark Corporation - Warrants Class C

SPM

-

Sparkman Energy Corporation

SPM$

-

Sparkman Energy Corporation Convertible Preferred

SHV

-

Standard Havens, Inc. Class A

SHV.W

-

Standard Havens, Inc. Warrants

SHV.Z

-

Standard Havens, Inc. Warrants When Issued

SEP

-

Statex Petroleum, Incorporated

SSW

-

Sterling Software, Inc.

SEQ

-

Storage Equities, Inc.

SUM

-

Summit Energy

SUM$

-

Summit Energy $1.80 Preferred

SI

-

Superior Care, Incorporated

SFT

-

Swift Independent Corporation

SEM

-

System Engineering and Manufacturing Company

TBR

-

T-Bar, Incorporated

TIE

-

TIE/Communications, Incorporated

TI

-

TII Industries, Incorporated

TSS.V

-

TSS Seedmans Inc. - When Issued

TCH

-

Techamerica Group, Incorporated

TCM

-

Technicom International, Inc.

TCC

-

Teleconcepts Corporation

TDS

-

Telephone and Data System, Inc.

TSP

-

Telesphere International, Inc.

TXC

-

Texaco Canada, Incorporated

TAE

-

Texas American Energy Corporation

RES

-

Texas General Resources, Incorporated

RES.A

-

Texas General Resources, Incorporated - New Warrants 1986 11 1/4%

RES.B

-

Texas General Resources, Incorporated - Old Warrants 11%

TXS

-

Texscan Corporation

TRX

-

Timber Realization Depository Receipts

TTL

-

Torotel, Inc.

TPN$

-

Total Petroleum of North America - $2.88 Preferred

TPN.W

-

Total Petroleum of North America - 1986 Warrants

TOP

-

Towner Petroleum Company

TOP.W

-

Towner Petroleum Company - Warrants

TOC.W

-

Transcontinental Energy Corporation - Warrants

TT

-

Trans Technology Corporation

TTX

-

Tultex Corporation

TYL.W

-

Tyler Corporation - Warrants

TCI.V

-

TRT Communications Inc. - When Issued

ULT

-

Ultimate Corporation

UM

-

United Medical Corporation

UNV

-

United Video, Inc.

UCS

-

Universal Communication Systems, Inc.

VR

-

Valley Resources, Incorporated

VRB

-

Verbatim Corporation

VRE

-

Vermont Research Corporation

VNA

-

Verna Corporation

VII

-

Vicon Industries, Incorporated

VIC

-

Virginia International Company

VSA

-

Visa Energy Corporation

WBR

-

Walbar, Incorporated

WCI.W

-

Warner Communication - Warrants

WII

-

Weatherford International, Incorporated

WER

-

Webcor Electronics Inc.

WLD

-

Weldatron Corporation

WGA

-

Wells Gardner Electronics Corporation

WP

-

Wespercorp

WBC

-

Westbridge Capital Corporation

WEI

-

Wherehouse Entertainment Corp.

WWE

-

Worldwide Energy Corporation

YNK

-

Yankee Oil and Gas, Inc.

PACIFIC STOCK EXCHANGE SECURITIES ELIGIBLE FOR OFF-BOARD TRADING UNDER RULE 19C-3

October 3, 1983

ALK$

-

Alaska Airlines, Inc. - $2.77 Preferred

AFI$H

-

American Financial Corporation - Series H $3.95 Nonvoting Preferred

AFI$G

-

American Financial Corporation - Nonvoting Cumulative Preferred Series G

HWK

-

Hardwicke Companies, Incorporated

OKC

-

OKC Limited Partnership

PRB

-

Provident Bancorp, Incorporated

SSR

-

Southwest Realty Limited

SSR.W

-

Southwest Realty Limited - 3/1/84 Warrants

SYN$B

-

Syntex Corporation - Class B - Preferred

PHILADELPHIA STOCK EXCHANGE SECURITIES ELIGIBLE FOR OFF-BOARD TRADING UNDER RULE 19C-3

October 3, 1983

UHC

-

Universal Holding Corporation


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