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PROCEDURAL RULES (8000–14000)


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Contents:
8000. INVESTIGATIONS AND SANCTIONS
9000. CODE OF PROCEDURE
10000. CODE OF ARBITRATION PROCEDURE
11000. UNIFORM PRACTICE CODE
12000. NASD CODE OF ARBITRATION PROCEDURE FOR CUSTOMER DISPUTES
13000. NASD CODE OF ARBITRATION PROCEDURE FOR INDUSTRY DISPUTES
14000. NASD CODE OF MEDIATION PROCEDURE