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84-25 Quarterly Checklist of Notices to Members

TO: All NASD Members and Other Interested Persons

Following is a list of NASD Notices to Members issued during the first quarter of 1984. Requests for copies of any notice should be accompanied by a self-addressed label and may be directed to: NASD Administrative Services, 1735 K Street, N.W., Washington, D. C. 20006.

Notice Number

Date

Topic

84-1

January 9, 1984

National Market System to Expand to 728 Issues January 17; and Year-End NASDAQ Market Highlights

84-2

January 13, 1984

12 Securities Mandated Into NMS on February 17

84-3

January 24, 1984

Temporary Relief From Certain Provisions of Rules 15c-3-l and 15e3-3 Dealing With Registered Municipal Securities Is Extended Until March 31, 1984, By SEC Staff

84-4

January 23, 1984

National Market System Grows to 789 Securities with 50 Additions on February 14

84-5

January 25, 1984

SIPC Trustee Appointed for Jay W. Kaufmann & Co., New York

84-6

January 25, 1984

Temporary Regulations Under The Interest and Dividend Tax Compliance Act of 1983; Back-Up Withholding

84-7

January 30, 1984

SEC Staff Interpretations of Rule 15c2-4

84-8

February 3, 1984

Temporary Receiver Appointed For Southeast Securities of Florida, Hoboken, New Jersey

84-9

February 3, 1984

SIPC Trustee Appointed for California Municipal Investors, Inc., Los Angeles, California

84-10

February 3, 1984

Holiday Settlement Schedule - February 1984

84-11

February 3, 1984

SIPC Trustee Appointed for Gattini & Co., New York, New York

84-12

February 8, 1984

Quarterly Checklist of Notices to Members

84-13

February 10, 1984

PLATO Learning Center ShutDown March 3-11; Extensions of Qualification Examination Expiration Dates

84-14

February 15, 1984

SIPC Trustee Appointed for Southeast Securities of Florida, Inc., Hoboken, New Jersey

84-15

February 28, 1984

National Market System Grows to 834 Securities with 50 Additions on March 20

84-16

March 1, 1984

Revised Rates for TARS

84-17

March 13, 1984

Mail Vote - Amendment to Association's Rules of Fair Practice

84-18

March 16, 1984

Holiday Settlement Schedule - April 1984

84-19

March 16, 1984

SIPC Trustee Appointed for MV Securities, Inc., New York, New York

84-20

March 28, 1984

National Market System Grows to 881 Securities with 50 Additions on April 17

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