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2100. TRANSACTIONS WITH CUSTOMERS


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Contents:
2110. Recommendations
2120. Commissions, Mark Ups and Charges
2130. Approval Procedures for Day-Trading Accounts
2140. Interfering With the Transfer of Customer Accounts in the Context of Employment Disputes
2150. Improper Use of Customers' Securities or Funds; Prohibition Against Guarantees and Sharing in Accounts
2165. Financial Exploitation of Specified Adults