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84-39 Quarterly Checklist of Notices to Members

TO: All NASD Members and Other Interested Persons

Following is a list of NASD Notices to Members issued during the second quarter of 1984. Requests for copies of any notice should be accompanied by a self-addressed label and may be directed to: NASD Administrative Services, 1735 K Street, N.W., Washington, D.C. 20006.

Notice Number

Date

Topic

84-21

April 3, 1984

Adoption of a New Rule of Fair Practice and Other Amendments Regulating Activities of Members Experiencing Financial or Operational Difficulties

84-22

April 12, 1984

Ten Securities Mandated to Join NMS on May 8, 1984

84-23

April 27, 1984

National Market System Grows to 935 Securities with 50 Additions on May 15

84-24

May 3, 1984

Memorial Day Trade Date-Settlement Date Schedule

84-25

May 3, 1984

Quarterly Checklist of Notices to Members

84-26

May 11, 1984

Request for Comment on Proposed Criteria for NASDAQ NMS Designation

84-27

May 15, 1984

SEC Request for Comments on NASDAQ Options Proposal

84-28

May 22, 1984

Amendments to Appendix F Concerning Sales Incentives for Direct Participation Programs

84-29

May 29, 1984

Forty-Six Securities Mandated to Join NMS on June 19, 1984

84-30

May 29, 1984

Monthly Statistical Report Subscription Service

84-31

June 11, 1984

SIPC Trustee Appointed for First Interwest Securities Corp., Denver, Colorado

84-32

June 11, 1984

SIPC Trustee Appointed for June S. Jones Co., Portland, Oregon

84-33

June 13, 1984

Independence Day Trade Date-Settlement Date Schedule

84-34

June 15, 1984

Implementation of the NASAA/CRD Temporary Agent Transfer Program (TAT) Via the Central Registration Depository-Need to File Broker-Dealer Undertaking

84-35

June 28, 1984

NMS Securities to Surpass 1,000 Mark on July 10, 1984

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