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84-54 Quarterly Checklist of Notices to Members

TO: All NASD Members and Other Interested Persons

Following is a list of NASD Notices to Members issued during the third quarter of 1984. Requests for copies of any notice should be accompanied by a self-addressed label and may be directed to: NASD Administrative Services, 1735 K Street, N.W., Washington, D.C. 20006.

Notice Number

Date

Topic

84-36

July 18, 1984

Request for Comments on Possible Amendments to Venture Capital Restrictions

84-37

July 18, 1984

Interpretation of Venture Capital Restrictions

84-38

July 13, 1984

Five Securities Mandated to Join NMS August 7, 1984

84-39

July 25, 1984

Quarterly Checklist of Notices to Members

84-40

July 26, 1984

Compensation Arrangements With Respect to Sale of Mutual Fund Shares

84-41

July 30, 1984

40 More Securities to Join NMS on August 14

84-42

August 9, 1984

Labor Day: Trade Date-Settlement Date Schedule

84-43

August 9, 1984

NASDAQ Market Open on Election Day, November 6, 1984

84-44

August 31, 1984

Amendments to the Uniform Practice Code Sections 5, 9,12 and 30

84-45

August 31, 1984

Request for Comments on a Proposed New Section to the Uniform Practice Code Concerning Customer Account Transfers

84-46

August 31, 1984

SEC Approval of Revised Rules for Bunching of NASDAQ/NMS Trades

84-47

September 4, 1984

Adoption of Amendments to Section 4 of Appendix A, Article III, Section 30 of the Association's Rules of Fair Practice

84-48

September 4, 1984

New SEC Staff Interpretation Concerning the Treatment of Concessions Receivable and Related Concessions Payable Under the Uniform Net Capital Rule

84-49

September 6, 1984

32 More Securities to Join NASDAQ/NMS on September 18

84-50

September 18, 1984

Trade Date-Settlement Dates for October and Early November

84-51

September 28, 1984

Amendments to Code of Arbitration Procedure

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