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85-23 Quarterly Checklist of Notices to Members

TO: All NASD Members and Other Interested Persons

Following is a list of NASD Notices to Members issued during the first quarter of 1985. Requests for copies of any notice should be accompanied by a self-addressed mailing label and should be directed to: NASD Administrative Services, 1735 K Street, N.W., Washington, D. C. 20006.

Notice Number

Date

Topic

85-1

January 8, 1985

Martin Luther King, Jr.'s Day: Trade Date-Settlement Schedule

85-2

January 8, 1985

NASDAQ National Market System Grows to 1,276 Securities With 100 Voluntary Additions on January 22, 1985

85-3

January 14, 1985

Membership Vote on Proposed Amendments to Association's By-La ws and Solicitation of Comments on Proposed Amendments to the Code of Procedure

85-4

January 16, 1985

Quarterly Checklist of Notices to Members

85-5

January 18, 1985

Follow-up to NASD Notice to Members 84-48 Dealing With Concessions Receivable and Related Commissions Payable

85-6

January 18, 1985

Amendment to Corporate Financing Filing Requirements Effective March 1, 1985

85-7

January 22, 1985

Changes to Georgia Blue Sky Registration Requirements for NASDAQ Companies

85-8

January 23, 1985

NASDAQ National Market System Grows to 1,378 Securities With 100 Voluntary Additions on February 5, 1985 and Four Mandatory Inclusions on February 12, 1985

85-9

January 30, 1985

Holiday Settlement Schedule-February, 1985

85-10

February 7, 1985

NASDAQ National Market System Grows to 1,472 Securities With 100 Voluntary Additions on February 19, 1985

85-11

February 7, 1985

Expansion of the Small Order Execution System (SOES)

85-12

February 15, 1985

Fiduciary Obligations of Members When Handling Customer Limit Orders

85-13

February 21, 1985

NASDAQ National Market System Grows to 1,569 Securities With 100 Voluntary Additions on March 5, 1985

85-14

February 21, 1985

SIPC Trustee Appointed Brentwood Securities, Inc. 11487 Wilshire Boulevard, 3rd Floor Los Angeles, California 90025

85-15

February 28, 1985

Questionnaire Concerning An Information Service for Direct Participation Program Securities

85-16

March 7, 1985

NASDAQ National Market System Grows to 1,666 Securities With 100 Voluntary Additions on March 19, 1985

85-16

March 11, 1985

Holiday Settlement Schedule

85-17

March 15, 1985

Request for Comments on Proposed Amendment to Appendix F Concerning Sales Incentives for Direct Participation Programs

85-18

March 15, 1985

Proposed Amendment to Article III, Section 33 of the Rules of Fair Practice - "Options"

85-19

March 21, 1985

NASDAQ National Market System Grows to 1,766 Securities With 100 Voluntary Additions on April 2, 1985

85-20

March 28, 1985

Request for Comment on Proposed Corporate Governance Requirements for NASDAQ National Market System Companies

85-21

March 29, 1985

Request for Comment on Proposed Rule on Private Securities Transactions

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