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1985


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Contents:
85-89 Adoption of New Rule of Fair Practice Relating to Permission for Members to Alter Their Methods of Operation Under SEC Rule 15c3-3 (the "Customer Protection Rule")
85-88 NASDAQ National Market System Grows to 2,214 Securities With 29 Voluntary Additions on January 7, 1986
85-87 Request for Comments on Amendments Concerning Short Sales
85-86 Request for Further Comments on a Proposed New Rule Governing the Prompt Payment for Investment Company Shares Sold to Customers by NASD Members
85-85 Martin Luther King, Jr.'s Day; Trade Date — Settlement Date Schedule
85-84 New Rule of Fair Practice Relating to Private Securities Transactions
85-83 NASDAQ National Market System Grows to 2,194 Securities With 16 Voluntary Additions on December 17, 1985
85-82 Christmas Day - New Year's Day: Trade Date-Settlement Date Schedule
85-81 Request for Comments on Proposed Exemption from Free-Riding Interpretation for Conversions of Savings and Loan Associations
85-80 Final Rules Regarding the Securities and Exchange Commission's Direct Shareholder Communication Program
85-79 1986 Schedule of Holidays
85-78 NASDAQ National Market System Grows to 2,183 Securities With 23 Voluntary Additions on December 3, 1985
85-77 NASD Actions in the Area of Short Sale Regulation
85-76 NASDAQ National Market System Grows to 2,172 Securities With 18 Voluntary Additions on November 19, 1985
85-75 Amendments to SEC Rule 15c3-3, Customer Protection Rule
85-74 Thanksgiving Day: Trade Date — Settlement Date Schedule
85-73 Beacon Securities, Inc. P.O. Box 5969 Hilton Head Island, South Carolina 29938
85-72 Trade Reporting Rule Changes for NASDAQ Equity Audit Trail — Phase II
85-71 NASDAQ National Market System Grows to 2,163 Securities With 19 Voluntary Additions on November 5, 1985, and 1 Mandatory Inclusion on November 12, 1985
85-70 REVISED Trade Date — Settlement Date Schedule for Early November
85-69 Request for Comments on Proposed Amendment to Article III, Section 35 of the NASD's Rules of Fair Practice Concerning Advertising and Sales Literature for Direct Participation Programs
85-68 NASDAQ National Market System Grows to 2,149 Securities With 14 Voluntary Additions on October 15, 1985
85-67 TK Securities, Inc. 1450 North Dixie Highway Fort Lauderdale, Florida 33304
85-66 Quarterly Checklist of Notices to Members
85-65 R. H. Stewart & Co., Inc. 1975 E. Sunrise Blvd., #817 Fort Lauderdale, Florida 33304
85-64 NASDAQ National Market System Grows to 2,143 Securities With 31 Voluntary Additions on October 1, 1985
85-63 Trade Date — Settlement Date Schedule for October and Early November
85-62 NASDAQ National Market System Grows to 2,118 Securities With 21 Voluntary Additions on September 17, 1985
85-61 Cross-Lien Agreements with Clearing Entities
85-60 Collins Securities Corporation 400 Tower Building Fourth & Center Streets Little Rock, Arkansas 72201
85-59 Effectiveness of Amendment to the Uniform Practice Code to Require Prompt Settlement of Syndicate Accounts
85-58 Request for Comments on a Proposed New Rule Governing the Prompt Payment for Investment Company Shares Sold to Customers by NASD Members
85-57 NASDAQ National Market System Grows to 2,111 Securities With 24 Voluntary Additions on September 3, 1985
85-56 Donald E. Sheldon & Co., Inc. One Wall Street New York, New York 10005
85-55 Labor Day: Trade Date — Settlement Date Schedule
85-54 Proposed New Rule of Fair Practice Relating to Private Securities Transactions
85-53 NASDAQ National Market System Grows to 2,091 Securities With 22 Voluntary Additions on August 20, 1985
85-52 SEC Request for Comment on Issues Relating to the Designation of NASDAQ/NMS Securities
85-51 Donald E. Sheldon & Co., Inc. One Wall Street New York, New York 10005
85-50 NASDAQ National Market System Grows to 2,077 Securities With 32 Voluntary Additions on August 6, 1985
85-49 Request for Comment on Shareholder Voting Rights for NASDAQ National Market System Companies
85-48 Qualification and Registration Requirements of Schedule C
85-47 NASDAQ National Market System Grows to 2,057 Securities With 21 Voluntary Additions on July 16, 1985
85-46 Offshore Shell Bank Licenses Registered in Majuro, Marshall Islands — update
85-45 NASDAQ National Market System Grows to 2,045 Securities With 40 Voluntary Additions on July 2, 1985
85-44 NASDAQ National Market System Grows to 2,012 Securities With 22 Voluntary Additions on June 18, 1985
85-43 Proposed New Rule of Fair Practice Relating to Permission for Members to Alter Their Methods of Operation Under SEC Rule 15C3-3 (the "Customer Protection Rule")
85-42 Independence Day Trade Date — Settlement Date Schedule
85-41 Request for Comments on Amendment Concerning Associated Persons' Accounts with Investment Advisers, Banks, and Other Financial Institutions
85-40 Implementation of Revised Forms U-4 and U-5
85-39 NASDAQ National Market System Grows to 1,998 Securities With 23 Voluntary Additions on June 4, 1985
85-38 Parr Securities Corp., 68 William Street New York, New York 10005
85-37 Parr Securities Corp., 68 William Street New York, New York 10005
85-36 NASDAQ National Market System Grows to 1,976 Securities With 42 Voluntary Additions on May 21, 1985
85-35 Bevill, Bresler & Sehulman Incorporated 301 South Livingston Avenue Livingston, New Jersey 07039
85-34 Memorial Day Trade Date — Settlement Date Schedule
85-33 Coastal Securities Corporation 1888 Century Park E., Suite 1606 Los Angeles, California 90067
85-32 Payment for Order Flow
85-31 NASDAQ National Market System Grows to 1,940 Securities With 82 Voluntary Additions on May 7, 1985, and Six Mandatory Inclusions on May 14, 1985
85-30 Securities and Exchange Commission Release Announcing Shareholder Communication Proposals
85-29 Compensation Received in Connection with Direct Participation Programs
85-28 Collins Securities Corporation 400 Tower Building Fourth & Center Streets Little Rock, Arkansas
85-27 Approval of Recodified By-Laws and New Code of Procedure
85-26 Adoption of an Amendment to the Interpretation of the Board of Governors on "Forwarding of Proxy and Other Materials"
85-25 Bevill, Bresler & Schulman, Incorporated Bevill, Bresler & Schulman Securities, Inc. Austin Investment Planning, Inc. 301 South Livingston Avenue Livingston, New Jersey
85-24 NASDAQ Equity Audit Trail
85-23 Quarterly Checklist of Notices to Members
85-22 NASDAQ National Market System Grows to 1,861 Securities With 100 Voluntary Additions on April 16, 1985
85-21 Request for Comments on Proposed Rule on Private Securities Transactions
85-20 Request for Comment on Proposed Corporate Governance Requirements for NASDAQ National Market System Companies
85-19 NASDAQ National Market System Grows to 1,766 Securities With 100 Voluntary Additions on April 2, 1985
85-18 Proposed Amendment to Article III, Section 33 of the Rules of Fair Practice — "Options"
85-17 Request for Comments on Proposed Amendment to Appendix F Concerning Sales Incentives for Direct Participation Programs
85-16 Holiday Settlement Schedule
85-15 Questionnaire Concerning an Information Service for Direct Participation Program Securities
85-14 Brentwood Securities, Inc. 11487 Wilshire Boulevard, 3rd Floor Los Angeles, California 90025
85-13 NASDAQ National Market System Grows to 1,569 Securities With 100 Voluntary Additions on March 5, 1985
85-12 Fiduciary Obligations of Members When Handling Customer Limit Orders
85-11 Expansion of the Small Order Execution System (SOES)
85-10 NASDAQ National Market System Grows to 1,472 Securities With 100 Voluntary Additions on February 19, 1985
85-9 Holiday Settlement Schedule — February, 1985
85-8 NASDAQ National Market System Grows to 1,378 Securities With 100 Voluntary Additions on February 5, 1985 and Four Mandatory Inclusions on February 12, 1985
85-7 Changes to Georgia Blue Sky Registration Requirements for NASDAQ Companies
85-6 Amendment to Corporate Financing Filing Requirements Effective March 1, 1985
85-5 Follow-up to NASD Notice to Members 84-48 Dealing with Concessions Receivable and Related Commissions Payable
85-4 Quarterly Checklist of Notices to Members
85-3 Membership Vote on Proposed Amendments to Association's By-Laws and Solicitation of Comments on Proposed Amendments to the Code of Procedure
85-2 NASDAQ National Market System Grows to 1,276 Securities With 100 Voluntary Additions on January 22, 1985
85-1 Martin Luther King, Jr.'s Day: Trade Date — Settlement Date Schedule