FINRA Manual: Contents
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2000. DUTIES AND CONFLICTS
2080. Obtaining an Order of Expungement of Customer Dispute Information from the Central Registration Depository (CRD) System
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2020. Use of Manipulative, Deceptive or Other Fraudulent Devices
No member shall effect any transaction in, or induce the purchase or sale of, any security by means of any manipulative, deceptive or other fraudulent device or contrivance.
Amended by SR-FINRA-2008-028 eff. Dec. 15, 2008.
Selected Notice: 08-57.