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FINRA Manual
Corporate Organization
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2020. Use of Manipulative, Deceptive or Other Fraudulent Devices
No member shall effect any transaction in, or induce the purchase or sale of, any security by means of any manipulative, deceptive or other fraudulent device or contrivance.
Cross References–
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Amended by SR-FINRA-2008-028 eff. Dec. 15, 2008. Selected Notice: 08-57. |
