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2000. DUTIES AND CONFLICTS


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Contents:
2010. Standards of Commercial Honor and Principles of Trade
2020. Use of Manipulative, Deceptive or Other Fraudulent Devices
2030. Engaging in Distribution and Solicitation Activities with Government Entities
2040. Payments to Unregistered Persons
2060. Use of Information Obtained in Fiduciary Capacity
2070. Transactions Involving FINRA Employees
2080. Obtaining an Order of Expungement of Customer Dispute Information from the Central Registration Depository (CRD) System
2090. Know Your Customer
2100. TRANSACTIONS WITH CUSTOMERS
2200. COMMUNICATIONS AND DISCLOSURES
2300. SPECIAL PRODUCTS