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Schedule B to The NASD By-Laws

Past version: effective up to Aug 19 2009.
To view other versions open the versions tab on the right.

SR-FINRA-2009-020 has been approved by the SEC. Effective 20 August, 2009, this Schedule B will no longer be applicable.

The number and territorial boundaries of the several districts established as provided in Section 1 of Article VIII are as follows:
District No. 1 State of Hawaii; in the State of California, the Counties of Monterey, San Benito, Fresno and Inyo, and the remainder of the State North or West of such Counties; and in the State of Nevada, the Counties of Esmeralda and Nye, and the remainder of the State North or West of such Counties.
District No. 2 In the State of California, that part of the State South or East of the Counties of Monterey, San Benito, Fresno and Inyo; and, in the State of Nevada, that part of the State South or East of the Counties of Esmeralda and Nye, and all Pacific possessions and territories of the United States.
District No. 3 States of Alaska, Arizona, Colorado, Idaho, Montana, New Mexico, Oregon, Utah, Washington and Wyoming.
District No. 4 States of Iowa, Kansas, Minnesota, Missouri, Nebraska, North Dakota and South Dakota.
District No. 5 States of Alabama, Arkansas, Louisiana, Mississippi, Oklahoma and Tennessee.
District No. 6 State of Texas.
District No. 7 States of Florida, Georgia, North Carolina, and South Carolina, Puerto Rico, Canal Zone and the Virgin Islands.
District No. 8 States of Illinois, Indiana, Kentucky, Michigan, Ohio and Wisconsin.
District No. 9 The District of Columbia, and the States of Delaware, Maryland, New Jersey, Pennsylvania, Virginia, West Virginia, and New York (except for the five Boroughs of New York City and the Counties of Nassau and Suffolk).
District No. 10 In the State of New York, the five Boroughs of New York City and the Counties of Nassau and Suffolk.
District No. 11 States of Connecticut, Maine, Massachusetts, New Hampshire, Rhode Island, and Vermont.
Amended by SR-NASD-2003-166 eff. Nov. 12, 2003.
Amended by SR-NASD-2003-138 eff. Sept. 3, 2003.
Amended by SR-NASD-95-36 eff. Oct. 1, 1995.
Amended by SR-NASD-94-20 eff. Apr. 8, 1994.
Amended by SR-NASD-90-36 eff. Sept. 4, 1990.
Schedule B amended eff. Nov. 15, 1971.

Selected Notice: 90-64.

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