FINRA Manual: Contents
FINRA ManualConnected by Complinet
By-Laws of the Corporation
Schedule A to the By-Laws of the Corporation
Section 9 — Subscription Charges for Registration Batch Filing/Data Download Via the Web CRD Electronic File Transfer (EFT) System
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Section 2 — Gross Revenue for Assessment Purposes
Gross revenue is defined for assessment purposes as total income as reported on FOCUS form Part II or IIA with the following exclusion: commodities income.
Amended by SR-NASD-2002-99 eff. Dec. 30, 2002.
Amended by SR-NASD-2002-182 eff. Dec. 24, 2002.
Amended by SR-NASD-2002-98 eff. July 24, 2002.
Amended by SR-NASD-96-15 eff. June 13, 1996.
Amended by SR-NASD-94-58 eff. Nov 30, 1994.
Amended by SR-NASD-88-41 eff. Oct. 1, 1988.
Amended by SR-NASD-83-18 eff. Oct. 1, 1983.
Amended by SR-NASD-78-01 eff. Oct. 1, 1977.
Amended by SR-NASD-76-12 eff. Oct. 1, 1976.
Schedule A, Sec. 5 amended by SR-NASD-75-01 eff. Dec. 1, 1975.
Selected Notices: 95-54, 96-43.