FINRA Manual: Contents
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By-Laws of the Corporation
ARTICLE XV LIMITATION OF POWERS
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Sec. 5. The provisions of the By-Laws conferring rulemaking authority upon the Board shall not be applicable to the municipal securities activities of members or persons associated with members to the extent that the application of such authority would be inconsistent with Section 15B of the Act.
|Amended by SR-NASD-97-71 eff. Jan. 15, 1998.|