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5100. SECURITIES OFFERINGS, UNDERWRITING AND COMPENSATION


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Contents:
5110. Corporate Financing Rule — Underwriting Terms and Arrangements
5120. Offerings of Members’ Securities
5130. Restrictions on the Purchase and Sale of Initial Equity Public Offerings
5140. Integrity of Fixed Price Offerings
5150. Fairness Opinions
5160. Disclosure of Price and Concessions in Selling Agreements
5190. Notification Requirements for Offering Participants