FINRA Manual: Contents
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7000. CLEARING, TRANSACTION AND ORDER DATA REQUIREMENTS, AND FACILITY CHARGES
7300. OTC REPORTING FACILITY
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7380. Termination of Access
FINRA may, upon notice, terminate access to the trade reporting service of the System as to a Participant in the event that a Participant fails to abide by any of the rules or operating procedures of the trade reporting service of the System or FINRA, or fails to honor contractual agreements entered into with FINRA or FINRA Regulation, or fails to pay promptly for services rendered by the trade reporting service of the System.
Amended by SR-FINRA-2015-034 eff. Dec. 20, 2015.
Adopted by SR-FINRA-2008-021.
Selected Notices: 08-57, 16-04.