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Dec 15 2008 - Oct 31 2010Nov 1 2010 onwards

6620. Reporting Transactions in OTC Equity Securities and Restricted Equity Securities


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Contents:
6621. Definitions
6622. Transaction Reporting
6623. Timely Transaction Reporting
6624. Trade Reporting of Short Sales
6625. Exemption from Trade Reporting Obligation for Certain Alternative Trading Systems