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Dec 15 2008 - Feb 2 2014Feb 3 2014 onwards

7540. Partial Month Charges

The charges for the month of commencement or termination of service will be prorated based on the number of trade days in that month.
Amended by SR-FINRA-2013-053 eff. Feb. 3, 2014.
Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008.
Adopted by SR-NASD-2002-97 eff. July 29, 2002.

Selected Notice: 08-57.

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