View Whole SectionText only Print Print Manager Link
Previous Next

7720. OTC Bulletin Board Service

The following charge shall apply to a broker-dealer that displays quotations or trading interest in the OTC Bulletin Board service:
Position Charge $6.00/security/month
Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008.
Amended and renumbered as Rule 7020 by SR-NASD-2007-018 eff. March 5, 2007.
Amended and renumbered as Rule 7010(m) by SR-NASD-96-10 eff. March 13, 1996.
Amended by SR-NASD-91-38 eff. Sept 30, 1991.
Adopted by SR-NASD-88-19 eff. June 6, 1990.

Selected Notices: 90-35, 08-57.

Previous Next