FINRA Manual - FINRA Rules - 6000. QUOTATION, ORDER, AND TRANSACTION REPORTING FACILITIES - 6400. QUOTING AND TRADING IN OTC EQUITY SECURITIES

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Location: FINRA Manual > FINRA Rules > 6000. QUOTATION, ORDER, AND TRANSACTION REPORTING FACILITIES > 6400. QUOTING AND TRADING IN OTC EQUITY SECURITIES

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03-28 SEC Approves NASD Rule Proposal Requiring Quotation Recording and Reporting for OTC Equity Securities

6400. QUOTING AND TRADING IN OTC EQUITY SECURITIES

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Contents:

6420. Definitions

6430. OTC Equity Quotation Requirements

6431. Recording of Quotation Information

6432. Compliance with the Information Requirements of SEA Rule 15c2-11

6433. Minimum Quotation Size Requirements For OTC Equity Securities

6434. Minimum Pricing Increment for OTC Equity Securities

6435. Withdrawal of Quotations in an OTC Equity Security in Compliance with SEC Regulation M

6437. Prohibition from Locking or Crossing Quotations in OTC Equity Securities

6438. Displaying Priced Quotations in Multiple Quotation Mediums

6440. Trading and Quotation Halt in OTC Equity Securities

6450. Restrictions on Access Fees

6460. Display of Customer Limit Orders

6480. Multiple MPIDs for Quoting and Trading in OTC Equity Securities

6490. Processing of Company-Related Actions