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PART II GENERAL ARBITRATION RULES


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Contents:
13200. Required Arbitration
13201. Statutory Employment Discrimination Claims and Disputes Arising Under a Whistleblower Statute that Prohibits the Use of Predispute Arbitration Agreements
13202. Claims Involving Registered Clearing Agencies
13203. Denial of FINRA Forum
13204. Class Action and Collective Action Claims
13205. Shareholder Derivative Actions
13206. Time Limits
13207. Extension of Deadlines
13208. Representation of Parties
13209. Legal Proceedings
13210. Ex Parte Communications
13211. Direct Communication Between Parties and Arbitrators
13212. Sanctions
13213. Hearing Locations
13214. Payment of Arbitrators