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PART I INTERPRETIVE MATERIAL, DEFINITIONS, ORGANIZATION AND AUTHORITY


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Contents:
IM-12000. Failure to Act Under Provisions of Code of Arbitration Procedure for Customer Disputes
12100. Definitions
12101. Applicability of Code and Incorporation by Reference
12102. National Arbitration and Mediation Committee
12103. Director of the Office of Dispute Resolution
12104. Effect of Arbitration on FINRA Regulatory Activities; Arbitrator Referral During or at Conclusion of Case
12105. Agreement of the Parties