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10316. Representation by Counsel

This Code was superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. The Code remains in effect, however, for cases filed before April 16, 2007.

All parties shall have the right to representation by counsel at any stage of the proceedings.
Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008.

Selected Notice: 08-57.

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