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9730. Request for Hearing

Upon request, the applicant shall be granted a hearing after reasonable notice. In the absence of such request for a hearing, FINRA's Office of Hearing Officers may, in its discretion, have any application set down for hearing or consider the matter on the basis of the application and supporting documents.
Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008.
Amended by SR-NASD-2007-052 eff. Aug. 1, 2008.
Amended by SR-NASD-2005-087 eff. Aug. 1, 2006
Amended by SR-NASD-2002-97 eff. July 29, 2002.
Amended by SR-NASD-98-88 eff. May 4, 1999.
Amended by SR-NASD-97-97 eff. Jan. 15, 1998.

Selected Notices: 08-34, 08-57.

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