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3121. Custodian of the Record

A member who files a Securities and Exchange Commission Form BDW shall designate on the Form BDW, as the custodian of the record, a person associated with the member at the time that the Form BDW is filed.
Adopted by SR-NASD-99-76 eff. Sept. 11, 2000.

Selected Notice: 00-56.

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