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3100. BOOKS AND RECORDS, AND FINANCIAL CONDITION


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Contents:
3110. Books and Records
3120. Use of Information Obtained in Fiduciary Capacity
3121. Custodian of the Record
3130. Regulation of Activities of Members Experiencing Financial and/or Operational Difficulties
3140. Approval of Change in Exempt Status Under SEC Rule 15c3-3
3150. Reporting Requirements for Clearing Firms
3160. Extensions of Time Under Regulation T and SEC Rule 15c3-3
3170. Mandatory Electronic Filing Requirements