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FINRA Manual: Contents
FINRA Manual
Corporate Organization
FINRA Rules
NASD Rules
GENERAL PROVISIONS (0100)
MEMBERSHIP AND REGISTRATION RULES (1000)
CONDUCT RULES (2000–3000)
2000. BUSINESS CONDUCT
2100. GENERAL STANDARDS
2200. COMMUNICATIONS WITH CUSTOMERS AND THE PUBLIC
2300. TRANSACTIONS WITH CUSTOMERS
2400. COMMISSIONS, MARK-UPS AND CHARGES
2500. SPECIAL ACCOUNTS
2510. Discretionary Accounts
2520. Margin Requirements
2700. SECURITIES DISTRIBUTIONS
2800. SPECIAL PRODUCTS
2900. RESPONSIBILITIES TO OTHER BROKERS OR DEALERS
3000. RESPONSIBILITIES RELATING TO ASSOCIATED PERSONS, EMPLOYEES, AND OTHERS' EMPLOYEES
PROCEDURAL RULES (8000–14000)
Incorporated NYSE Rules
Incorporated NYSE Rule Interpretations
Notices
Immediately Effective Rule Changes Pending SEC Notification
Recently Approved Rule Changes Pending Determination of Effective Date
Retired Rules
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2500. SPECIAL ACCOUNTS
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2500. SPECIAL ACCOUNTS
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Contents:
2510. Discretionary Accounts
2520. Margin Requirements
2521. Margin Requirements — Exception for Certain Members
2522. Definitions Related to Options, Currency Warrants, Currency Index Warrants and Stock Index Warrants Transactions
IM-2522. Computation of Elapsed Days
2522. (continued) Definitions Related to Options, Currency Warrants, Currency Index Warrants and Stock Index Warrants Transactions
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FINRA Manual
Corporate Organization
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