FINRA Manual: Contents
FINRA ManualConnected by Complinet
Retired NASD Rules
CONDUCT RULES (2000–3000)
2000. BUSINESS CONDUCT
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2430. Charges for Services Performed
This rule is no longer applicable. NASD Rule 2430 has been superseded by FINRA Rule 2122. Please consult the appropriate FINRA Rule.
Charges, if any, for services performed, including miscellaneous services such as collection of moneys due for principal, dividends, or interest; exchange or transfer of securities; appraisals, safe-keeping or custody of securities, and other services, shall be reasonable and not unfairly discriminatory between customers.