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FINRA Manual
Corporate Organization
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1150. Executive Representative
Each member must identify, review and, if necessary, update its executive representative designation and contact information as required by Article IV, Section 3 of the NASD By-Laws in the manner prescribed by Rule 1160.
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Amended by SR-NASD-2007-034 eff. Dec. 31, 2007. Adopted by SR-NASD-2003-184 eff. May 14, 2004. Selected Notice: 07-42. |
