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Up to Sep 30 2018Oct 1 2018 onwards

1030. Registration of Representatives


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This rule is no longer applicable. NASD Rule 1030 has been superseded by FINRA Rule 1200 Series. Please consult the appropriate FINRA Rule.



Cross References–

IM-2420-2, Continuing Commissions Policy
Rule 8311, Effect of Suspension, Revocation or Bar

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