FINRA Manual: Contents
FINRA ManualConnected by Complinet
MEMBERSHIP AND REGISTRATION RULES (1000)
1000. MEMBERSHIP, REGISTRATION AND QUALIFICATION REQUIREMENTS
1010. Membership Proceedings
|View Whole Section||Text only||Print Manager||Link|
1019. Application to Commission for Review
A person aggrieved by final action of FINRA under the Rule 1010 Series may apply for review by the Commission pursuant to Section 19(d)(2) of the Act. The filing of an application for review shall not stay the effectiveness of a decision constituting final action of FINRA, unless the Commission otherwise orders.
Amended by SR-FINRA-2008-008 eff. June 26, 2008.
Adopted by SR-NASD-97-28 eff. Aug. 7, 1997.
Selected Notices: 91-11, 92-2, 94-22.