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Aug 7 1997 - Jun 25 2008Jun 26 2008 onwards

1019. Application to Commission for Review

A person aggrieved by final action of FINRA under the Rule 1010 Series may apply for review by the Commission pursuant to Section 19(d)(2) of the Act. The filing of an application for review shall not stay the effectiveness of a decision constituting final action of FINRA, unless the Commission otherwise orders.
Amended by SR-FINRA-2008-008 eff. June 26, 2008.
Adopted by SR-NASD-97-28 eff. Aug. 7, 1997.

Selected Notices: 91-11, 92-2, 94-22.

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