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1010. Membership Proceedings


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Contents:
1011. Definitions
1012. General Provisions
1013. New Member Application and Interview
1014. Department Decision
1015. Review by National Adjudicatory Council
1016. Discretionary Review by FINRA Board
1017. Application for Approval of Change in Ownership, Control, or Business Operations
1018. Reserved
1019. Application to Commission for Review