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02-06 Trade Date — Settlement Date Schedule For Martin Luther King Day And Presidents' Day

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INFORMATIONAL

Trade Date — Settlement Date

SUGGESTED ROUTING

KEY TOPICS

Internal Audit
Legal & Compliance
Municipal/Government Securities
Operations
Trading & Market Making

Holiday Trade Date—Settlement Date Schedule



Martin Luther King, Jr., Day: Trade Date — Settlement Date Schedule

The Nasdaq Stock Market® and the securities exchanges will be closed on Monday, January 21, 2002, in observance of Martin Luther King, Jr., Day. "Regular way" transactions made on the business days noted below will be subject to the following schedule:

Trade Date Settlement Date Reg. T Date*
Jan. 15 Jan. 18 Jan. 23
16 22 24
17 23 25
18 24 28
21 Markets Closed
22 25 29

Presidents' Day: Trade Date — Settlement Date Schedule

The Nasdaq Stock Market and the securities exchanges will be closed on Monday, February 18, 2002, in observance of Presidents' Day. "Regular way" transactions made on the business days noted below will be subject to the following schedule:

Trade Date Settlement Date Reg. T Date*
Feb. 12 Feb. 15 Feb. 20
13 19 21
14 20 22
15 21 25
18 Markets Closed
19 22 26

* Pursuant to Sections 220.8(b)(1) and (4) of Regulation T of the Federal Reserve Board, a broker/dealer must promptly cancel or otherwise liquidate a customer purchase transaction in a cash account if full payment is not received within five business days of the date of purchase or, pursuant to Section 220.8(d)(1), make application to extend the time period specified. The date by which members must take such action is shown in the column titled "Reg. T Date."


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