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01-34 Memorial Day: Trade Date — Settlement Date Schedule

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INFORMATIONAL

Trade Date — Settlement Date

SUGGESTED ROUTING

KEY TOPICS

Internal Audit
Legal & Compliance
Municipal/Government Securities
Operations
Trading & Market Making

Holiday Trade Date — Settlement Date Schedule



Memorial Day: Trade Date — Settlement Date Schedule

The Nasdaq Stock Market® and the securities exchanges will be closed on Monday, May 28, 2001, in observance of Memorial Day. "Regular way" transactions made on the business days noted below will be subject to the following schedule:

Trade Date Settlement Date Reg. T Date*
May 22 May 25 May 30
23 29 31
24 30 June 1
25 31 4
28 Markets Closed
29 June1 5


* Pursuant to Sections 220.8(b)(1) and (4) of Regulation T of the Federal Reserve Board, a broker/dealer must promptly cancel or otherwise liquidate a customer purchase transaction in a cash account if full payment is not received within five business days of the date of purchase or, pursuant to Section 220.8(d)(1), make application to extend the time period specified. The date by which members must take such action is shown in the column titled "Reg. T Date."


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