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97-38 SOES Tier Levels Set To Change July 1, 1997

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Executive Summary

Effective July 1, 1997, tier sizes for 592 Nasdaq National Market® securities will be revised in accordance with NASD® Rule 4710(g).

For more information, please contact Nasdaq® Market Operations at (203) 378-0284.

Description

Under Rule 4710, the maximum Small Order Execution SystemSM (SOESSM) order size for a Nasdaq National Market security is 1,000, 500, or 200 shares depending on the trading characteristics of the security. The Nasdaq Workstation IITM indicates the maximum SOES order size for each Nasdaq National Market security in its bid/offer quotation display. The indicator "NM10," "NM5," or "NM2" is displayed to the right of the security name, corresponding to a maximum SOES order size of 1,000, 500, or 200 shares, respectively.

The criteria for establishing SOES tier sizes are as follows:

  • A 1,000-share tier size was applied to those Nasdaq National Market securities that had an average daily non-block volume of 3,000 shares or more a day, a bid price that was less than or equal to $100, and three or more market makers.


  • A 500-share tier size was applied to those Nasdaq National Market securities that had an average daily non-block volume of 1,000 shares or more a day, a bid price that was less than or equal to $150, and two or more market makers.


  • A 200-share tier size was applied to those Nasdaq National Market securities that had an average daily non-block volume of less than 1,000 shares a day, a bid price that was less than or equal to $250, and less than two market makers.

In accordance with Rule 4710, Nasdaq periodically reviews the SOES tier size applicable to each Nasdaq National Market security to determine if the trading characteristics of the issue have changed so as to warrant a tier size adjustment. Such a review was conducted using data as of March 31, 1997, pursuant to the aforementioned standards. The SOES tier-size changes called for by this review are being implemented with three exceptions.

  • First, issues were not permitted to move more than one tier-size level. For example, if an issue was previously categorized in the 1,000-share tier, it would not be permitted to move to the 200-share tier, even if the formula calculated that such a move was warranted. The issue could move only one level to the 500-share tier as a result of any single review. In adopting this policy, the NASD was attempting to maintain adequate public investor access to the market for issues in which the tier-size level decreased and to help ensure the ongoing participation of market makers in SOES for issues in which the tier-size level increased.


  • Second, for securities priced below $1 where the reranking called for a reduction in tier size, the tier size was not reduced.


  • Third, for the top 50 Nasdaq securities based on market capitalization, the SOES tier sizes were not reduced regardless of whether the reranking called for a tier-size reduction.

In addition, with respect to initial public offerings (IPOs), the SOES tier-size reranking procedures provide that a security must first be traded on Nasdaq for at least 45 days before it is eligible to be reclassified.

Thus, IPOs listed on Nasdaq within the 45 days prior to March 31, 1997, were not subjected to the SOES tier-size review.

Following is a listing of the 592 Nasdaq National Market issues that will require a SOES tier-level change on July 1, 1997.

Nasdaq National Market SOES Tier-Size Changes
All Issues In Alphabetical Order By Security Name
(Effective July 1, 1997)

Symbol Company Name Old Tier Level New Tier Level
TDDDF 3DLABS INC LTD 200 500
TDXT 3DX TECHNOLOGIES INC 200 500
A
AFCX A F C CABLE SYS INC 1000 500
ALZAW A L Z A CP WTS 500 1000
ASVI A S V INC 500 1000
ARONA AARON RENTS INC CL-A 500 1000
ASTM AASTROM BIOSCIENCES 200 500
ABDR ABACUS DIRECT CP 500 1000
AANB ABIGAIL ADAMS NATL 1000 500
ABRI ABRAMS INDS INC 200 500
ACLY ACCELER8 TECH CORP 200 500
ACLR ACCENT COLOR SCIENCE 200 500
ACCB ACCESS BEYOND INC 200 500
ADECY ADECCO SA ADR 500 200
ADVP ADVANCE PARADIGM INC 500 1000
AASI ADVANCED AERO CL A 200 500
AASIW ADVANCED AERO WT A 200 500
AASIZ ADVANCED AERO WT B 200 500
ADIC ADVANCED DIG INFO CP 500 1000
AFCI ADVANCED FIBRE >#/td> 500 1000
ADVH ADVANCED HEALTH CORP 500 1000
ARTT ADVANCED RADIO TELE 500 1000
AFED AFSALA BANCORP INC 500 1000
ATAC AFTERMARKET TECH CP 200 500
ALGO ALGOS PHARMACEUTICAL 500 1000
ALLE ALLEGIANT BNCP INC 500 200
ALFC ALLIED LIFE FINL CP 500 1000
ALLN ALLIN COMMUNICATIONS 500 1000
ASFN ALLSTATE FINL CP 500 1000
ALET ALOETTE COSMETICS 1000 500
ALYN ALYN CORP 500 1000
AMBC AMER BNCP OHIO 200 500
AMCE AMER CLAIMS EVALUAT 1000 500
AUGIW AMER UN GLOBAL WT 500 200
ABFI AMERICAN BUS FIN SVC 200 500
AMCN AMERICAN COIN MERCH 500 1000
AMCI AMERICAN MEDSERV CP 500 1000
AMRS AMERUS LIFE HLDGS 200 500
AMSN AMSCAN HLDGS INC 200 500
ANCO ANACOMP INC 500 1000
ADCC ANDEAN DEV CORP 500 1000
ADCCW ANDEAN DEV CORP WTS 500 1000
ANDR ANDERSEN GROUP INC 500 200
ASIGF ANSALDO SIGNAL NV 200 500
AICX APPLIED IMAGING CORP 500 1000
AQLA AQUILA BIOPHARMACEUT 500 1000
ARSD ARABIAN SHIELD DEV 1000 500
ARMXF ARAMEX INTL LTD 200 500
ARQL ARQULE INC 500 1000
ARTW ART S WAY MFG CO INC 500 200
GOAL ASCENT ENTER GROUP 500 1000
ATRC ATRIA COMMUNITIES 500 1000
ATRI ATRION CP 500 1000
AURM AURUM SOFTWARE INC 500 1000
ABND AUTOBOND ACCEPT CP 500 1000
AIII AUTOLOGIC INFO INTL 1000 500
AVIR AVIRON 500 1000
AWRD AWARD SOFTWARE INTL 500 1000
AXYS AXSYS TECHS INC 200 500
B
BFEN B F ENTERPRISES INC 200 500
BHIKF B H I CORP 1000 500
BWINB BALDWIN LYONS CL B 1000 500
BPAO BALDWIN PIANO ORGAN 1000 500
BGLVW BALLY'S GRAND INC WT 500 200
BTEK BALTEK CP 500 200
BANF BANCFIRST CP 500 1000
BCIS BANCINSURANCE CP 500 1000
BKCT BANCORP CONN INC 1000 500
BMCCP BANDO MCGLOC PFD A 200 500
BCOM BANK OF COMMERCE(CA) 500 1000
BKLA BANK OF LOS ANGELES 200 500
BBHF BARBERS HAIRSTYLING 200 500
BNTT BARNETT INC 500 1000
BNHNA BENIHANA INC A 1000 500
BGAS BERKSHIRE GAS CO 500 1000
BEVB BEVERLY BANCORP INC 500 1000
BCORY BIACORE INTL AB ADR 200 500
BFFC BIG FOOT FIN CORP 200 500
BEERF BIG ROCK BREWERY LTD 1000 500
BLSC BIO LOGIC SYS CP 1000 500
BIORY BIORA AB ADR 200 500
BSTE BIOSITE DIAGNOSTIC 200 500
BTRN BIOTRANSPLANT INC 1000 500
BMAN BIRMAN MANAGED CARE 200 500
BITS BITSTREAM INC 500 1000
BOSA BOSTON ACOUSTICS INC 500 1000
BBII BOSTON BIOMEDICA INC 500 1000
BWLN BOWLIN OUTDOOR ADVER 200 500
BOXXA BOX ENERGY CP CL A 500 200
BOYD BOYD BROS TRANS INC 200 500
BRID BRIDGFORD FOODS CP 500 1000
BBIOY BRITISH BIO-TECH ADR 1000 500
BTIC BRUNSWICK TECHS INC 200 500
BLGMY BUFFELSFONTEIN ADR 500 1000
BPFB BUSINESS & PRO BANK 500 1000
C
CBCG C B COMM REAL ESTATE 200 500
CNIT C E N I T BNCP INC 500 1000
CERB C E R B C O INC 500 1000
CFCI C F C INTL INC 500 1000
CNBF C N B FINANCIAL CP 200 500
COLTY C O L T TELECOM ADR 200 500
CUNO C U N O INC 500 1000
CVTX C V THERAPEUTICS INC 200 500
CALGL CAL FED SEC LIT INT 500 1000
CALM CAL-MAINE FOODS INC 200 500
CAFI CAMCO FINANCIAL CP 500 1000
CNDL CANDLEWOOD HOTEL CO 500 1000
CAII CAPITAL ASSOC 1000 500
CCBG CAPITAL CITY BANK GR 200 500
CCOW CAPITAL CP OF WEST 200 500
CRBO CARBO CERAMICS INC 1000 500
CBNJW CARNEGIE BANCORP WTS 1000 500
CFNC CAROLINA FINCORP INC 200 500
FLWR CELEBRITY INC 1000 500
CNDS CELLNET DATA SYSTEMS 500 1000
CSBC CENTRAL &STHN HLD GA 500 1000
CSBI CENTURY SOUTH BKS 1000 500
CERS CERUS CORP 200 500
CFBXL CFB CAPITAL I CUM 200 500
CHNL CHANNELL COML CORP 500 1000
CHFC CHEMICAL FIN CP 500 1000
CNBA CHESTER BANCORP INC 500 1000
CNRMF CINRAM LIMITED 500 200
CINS CIRCLE INCOME SHARES 500 1000
CICS CITIZENS BKSH INC 500 1000
CHCO CITY HOLDING CO 500 1000
CLSR CLOSURE MEDICAL CORP 500 1000
CDEN COAST DENTAL SVCS 200 500
MOKA COFFEE PEOPLE INC 500 1000
CWTR COLDWATER CREEK INC 200 500
CBMD COLUMBIA BANCORP MD 500 1000
CLBK COMMERCIAL BANKSHRS 500 1000
CTWS CONN WATER SVCS INC 500 1000
CFWY CONS FREIGHTWAYS CP 500 1000
CFIN CONSUMERS FIN CP 500 200
SNSR CONTROL DEVICES INC 500 1000
CSCQW CORRECTIONAL SVCS WT 500 200
CLTR COULTER PHARM INC 200 500
CRRC COURIER CP 1000 500
CMSS CREDIT MGMT SOLU 200 500
CRYSF CRYSTAL SYSTEMS SOL 200 500
CBST CUBIST PHARMACEUTCLS 500 1000
CYBR CYBERMEDIA INC 500 1000
CYMI CYMER INC 500 1000
D
DAOU D A O U SYSTEMS INC 200 500
DBTO D B T ONLINE INC 500 1000
DNAP D N A P HLDG CP 500 1000
DATX DATA TRANSLATION 200 500
DTAM DATAMARK HOLDING INC 200 500
DOCP DELAWARE OTSEGO CP 500 1000
DLIA DELIA*S INC 200 500
DCBI DELPHOS CITIZENS BCP 200 500
DCBK DESERT COMMUNITY BK 200 500
DCRNW DIACRIN INC WT 500 1000
DHMS DIAMOND HOME SVCS 500 1000
DITI DIATIDE INC 1000 500
DDRX DIEDRICH COFFEE 500 1000
DIGX DIGEX INC 500 1000
DIGL DIGITAL LIGHTWAVE 200 500
DPNR DIGNITY PARTNERS INC 1000 500
DOCX DOCUMENT SCI CP 500 1000
DEZI DONNELLY ENT SOLUTIO 500 1000
SOLLY DR SOLOMON'S GRP ADR 200 500
DROOY DURBAN ROODEPOOR ADR 500 1000
DXCPN DYNEX CAPITAL PFD C 500 1000
E
ELTKF E L T E K LTD 200 500
ELXS E L X S I CP 1000 500
EMCI E M C INSURANCE GP 500 1000
EPIX E P I X MEDICAL INC 200 500
EDSE E S E L C O INC 200 500
EGLB EAGLE BANCGROUP INC 500 1000
EUSA EAGLE USA AIRFREIGHT 500 1000
ELNK EARTHLINK NETWORK 200 500
ECSGY ECSOFT GROUP PLC ADR 200 500
EDMC EDUCATION MGMT CORP 500 1000
EIDSY EIDOS PLC ADR 200 500
EMITF ELBIT MED IMAGING 200 500
ESLTF ELBIT SYSTEMS LTD 200 500
ELGT ELECTRIC & GAS TECH 200 500
ELSE ELECTRO SENSORS INC 500 200
ESCP ELECTROSCOPE INC 1000 500
ELET ELLETT BROTHERS INC 1000 500
ELRWF ELRON ELEC INDS WTS 500 200
EIRE EMERALD ISLE BANCORP 500 1000
EMER EMERGENT GROUP INC 500 1000
EFBC EMPIRE FED BANCORP 200 500
ENML ENAMELON INC 500 1000
EONE ENVIRONMENT ONE CP 500 1000
EPTO EPITOPE INC 200 500
ERGB ERGOBILT INC 200 500
ESCA ESCALADE INC 500 1000
F
FCNB F C N B CP 500 1000
FDPC F D P CP 500 1000
FLAG F L A G FINANCIAL CP 500 1000
FMCO F M S FINANCIAL CP 500 200
FPBN F P BANCORP INC 500 1000
FCPY FACTORY CARD OUTLET 200 500
FAXX FAXSAV INC 500 1000
ROMN FILM ROMAN INC 500 1000
FSAT FIN SVCS ACQ CORP 500 1000
FSATW FIN SVCS ACQ CP WT A 500 1000
FMST FINISHMASTER INC 1000 500
FATS FIREARMS TRAINING 200 500
FAHC FIRST AMER HEALTH 1000 500
FBSI FIRST BANCSHARES INC 200 500
FBNKP FIRST BKS CUM PFD C 200 500
FTFN FIRST FIN CP (RI) 500 1000
FSPG FIRST HOME BNCP INC 200 500
FKFS FIRST KEYSTONE FIN 500 1000
FMAR FIRST MARINER BNCP 200 500
FRME FIRST MERCHANTS CP 500 1000
FNGB FIRST NORTHERN CAP 500 1000
FBNKO FIRST PFD CAP TR PFD 200 500
FSNJ FIRST SAV BK OF NJ 500 1000
FSTH FIRST SO BCSHS INC 1000 500
FVNB FIRST VICTORIA NATL 200 500
FVHI FIRST VIRTUAL HLDGS 200 500
FFDP FIRSTFED BANCSHARES 500 1000
FFSW FIRSTFEDERAL FINL 500 1000
FAME FLAMEMASTER CP THE 200 500
FLCHF FLETCHER'S FINE FOOD 200 500
PUCK FLORIDA PANTHERS HLD 500 1000
FNBF FNB FINANCIAL SVC CP 200 500
FORR FORRESTER RESEARCH 200 500
FBHC FORT BEND HLDG CORP 500 200
FRTG FORTRESS GROUP INC 500 1000
FPWR FOUNTAIN PWRB IND 500 1000
FOUR FOUR MEDIA COMPANY 200 500
FTNB FULTON BANCORP INC 500 1000
G
GGEN GALAGEN INC 1000 500
GOYL GARGOYLES INC 500 1000
GENBB GENESEE CP B 500 200
GEOC GEOTEL COMMUN CP 200 500
GIGA GIGA TRONICS INC 1000 500
GFCO GLENWAY FIN CP 200 500
GLDB GOLD BANC CORP INC 200 500
GLTB GOLETA NATL BANK 200 500
GNCNF GORAN CAPITAL INC 500 1000
GRDL GRADALL INDS INC 500 1000
GPFI GRAND PREMIER FIN 500 1000
GFNL GRANITE FINANCIAL 500 1000
GTRN GREAT TRAIN STORE CO 500 1000
GWALY GREAT WALL ADR 500 200
GBBK GREATER BAY BANCORP 500 1000
GMCR GREEN MT COFFEE INC 500 1000
H
HFFC H F FINANCIAL CP 1000 500
HPSC H P S C INC 500 1000
HNBC HARLEYSVILLE NATL CP 1000 500
HGMCY HARMONY GOLD MNG ADR 500 1000
HFGI HARRINGTON FIN GRP 1000 500
HVFD HAVERFIELD CP 500 1000
HAYS HAYES WHEELS INTL 500 1000
HPWR HEALTH POWER INC 1000 500
HCFP HEALTHCARE FIN PTRS 200 500
HECHB HECHINGER CO CL B 1000 500
HAHIW HELP AT HOME INC WTS 500 1000
HERS HERITAGE FINL SVC IL 500 1000
HIBB HIBBETT SPORTING 500 1000
HPFC HIGH POINT FINL CORP 200 500
HBNK HIGHLAND FEDERAL BK 1000 500
HIHOF HIGHWAY HLDGS LTD 200 500
HIHWF HIGHWAY HLDGS WTS 200 500
HILI HILITE INDS INC 1000 500
HIFS HINGHAM INSTI SAVING 500 200
HLGRF HOLLINGER INC 1000 500
HBEI HOME BANCP ELGIN 500 1000
HOMF HOME FEDERAL BANCORP 500 1000
HMGT HOMEGATE HOSPITALITY 500 1000
HOTT HOT TOPIC INC 500 1000
HYDEB HYDE ATHLETIC INDS B 1000 500
I
IACP I A CORPORATION I 500 1000
ILOGY I L O G ADR 200 500
IGYN IMAGYN MEDICAL INC 500 1000
IBCPP INDEP BK CP CUM PFD 200 500
IBCP INDEP BK CP MI 500 1000
IUBC INDIANA UNITED BNCP 200 500
IGRP INDUS GROUP INC THE 500 1000
IMIC INDUSTIR-MATEMATIK 500 1000
IHIIL INDUSTRIAL HLDG WT C 200 500
ITCC INDUSTRIAL TRAINING 1000 500
IMRS INFO MGMT RESOURCES 500 1000
INLD INLAND CASINO CP 500 200
ISER INNOSERV TECH INC 1000 500
ILABY INSTRUMENTATION ADR 500 1000
ILCC INTEGRATED LIVING 500 1000
IMRI INTEGRATED MED RES 500 1000
INTC INTEL CP #1 1000 500
INTD INTELIDATA TECHS >#/td> 500 1000
ITIG INTELLIGROUP INC 500 1000
IHCC INTENSIVA HLTHCR CP 500 1000
INDQB INTL DAIRY QUEEN B 200 500
INSS INTL NETWORK SVCS 500 1000
POST INTL POST LIMITED 1000 500
ISCA INTL SPEEDWAY CL A 500 1000
ITDS INTL TELECOM DATA 500 1000
INVN INVISION TECH INC 500 1000
IPSW IPSWICH SAV BK 500 1000
IRWNP IRWIN FIN CUM TR PFD 200 500
ILDCY ISRAEL DEVEL LTD ADR 200 500
J
JPEI J P E INC 1000 500
JTAX JACKSON HEWITT INC 500 1000
JCORZ JACOR COMM INC WTS 500 1000
JAKK JAKKS PACIFIC INC 500 1000
JUDG JUDGE GROUP INC 200 500
K
KPSQ KAPSON SNR QUARTERS 500 1000
KARR KARRINGTON HEALTH 1000 500
KAYE KAYE GROUP INC 500 200
KOGCP KELLEY OIL & GAS PFD 1000 500
KWIC KENNEDY-WILSON INTL 500 200
KVCO KEVCO INC 500 1000
KTTY KITTY HAWK INC 500 1000
VLCCF KNIGHTSBRIDGE TANKER 200 500
L
BOOT LACROSSE FOOTWEAR 500 1000
LMAR LAMAUR CORP 500 1000
LARK LANDMARK BSCHS INC 200 500
LANV LANVISION SYS INC 1000 500
LARS LARSCOM INC CL A 200 500
LSON LASON INC 500 1000
LEPI LEADING EDGE PACKAGI 200 500
LEAP LEAP GROUP (THE) 500 1000
LTBG LIGHTBRIDGE INC 500 1000
LMTR LITHIA MOTORS INC 200 500
LFUSW LITTELFUSE INC WTS 500 200
LIVE LIVE ENTERTAIN INC 1000 500
LOFSY LONDON & OVERSEA ADR 200 500
LEIX LOWRANCE ELECTRONICS 1000 500
M
MBLF M B L A FINL CORP 500 200
MDSIF M D S I MOBILE DATA 200 500
MFBC M F B CORP 1000 500
MVSI M V S I INC 500 1000
MVSIW M V S I INC WTS A 200 500
MACC MACC PRIVATE EQU INC 500 200
MACD MACDERMID INC 500 1000
MANC MANCHESTER EQUIP CO 200 500
MAKL MARKEL CP 1000 500
MFAC MARKET FACTS INC 500 1000
MWHX MARKWEST HYDROCARBON 500 1000
MSDX MASON-DIXON BCSHS 1000 500
MAST MASTECH CORPORATION 200 500
MTXC MATRIX CAP CORP 500 1000
MAZL MAZEL STORES INC 200 500
MGRC MCGRATH RENT CP 1000 500
MBRK MEADOWBROOK REHAB A 500 200
MEDJ MEDI-JECT CORP 500 1000
MDLK MEDIALINK WORLDWIDE 200 500
MAII MEDICAL ALLIANCE INC 500 1000
MMGR MEDICAL MGR CORP 200 500
MDMD MEDIRISK INC 200 500
MMGC MEGO MORTGAGE CP 200 500
MBRS MEMBERWORKS INC 500 1000
MEMCF MEMCO SOFTWARE LTD 500 1000
MIGI MERIDIAN INS GP INC 500 1000
MRET MERIT HOLDING CP 500 1000
MTRS METRIS COMPANIES INC 500 1000
MISI METRO INFO SVCS INC 200 500
MTNT METRO NETWORKS INC 500 1000
MTON METRO ONE TELECOMM 500 1000
METZ METZLER GROUP INC 500 1000
MINT MICRO-INTEGRATION CP 1000 500
MSFTP MICROSOFT CV PFD 200 500
MVIS MICROVISION INC 500 1000
MVISW MICROVISION WTS 500 1000
MAME MOBILE AMER CP NEW 500 1000
MCRI MONARCH CASINO 1000 500
MONEP MONEY STORE PFD 500 1000
MORP MOORE PRODUCTS CO 200 500
LABL MULTI COLOR CP 500 1000
N
NCOG N C O GROUP INC 500 1000
NFOR N F O RESEARCH INC 500 1000
NSAI N S A INTL INC 500 1000
NAFI NATIONAL AUTO FIN CP 200 500
NCBE NATL CITY BANCSHARES 500 1000
NATI NATL INSTRUMENTS CP 500 1000
NAIG NATL INSURANCE GP 500 1000
NPBC NATL PENN BSCHS INC 500 1000
NSSX NATL SANITARY SUPPLY 200 500
NAII NATURAL ALTERNATIVES 200 500
NEOT NEOTHERAPEUTICS INC 500 1000
NEOTW NEOTHERAPEUTICS WTS 500 1000
NECSY NETCOM SYSTEMS ADR 200 500
NECB NEW ENGLAND COMM A 500 1000
NYBS NEW YORK BAGEL ENT 500 1000
NMTI NITINOL MED TECHS 500 1000
NOLD NOLAND CO 200 500
NPSI NORTH PITTSBURGH SYS 200 500
NEIB NORTHEAST IND BNCP 1000 500
NSCF NORTHSTAR COMPUTER 200 500
NWTL NORTHWEST TELEPROD 1000 500
NMTXW NOVAMETRIX MED WTS A 500 200
NGPSF NOVATEL INC 200 500
NUCM NUCLEAR METALS INC 200 500
NFLIW NUTRITION FOR LFE WT 1000 500
O
OTRX O T R EXPRESS INC 1000 500
OGAR O'GARA COMPANY (THE) 500 1000
OAKF OAK HILL FIN INC 500 200
OHSC OAK HILL SPORTSWEAR 1000 500
OCENY OCE VAN GRINTEN ADR 200 500
OCWN OCWEN FINANCIAL CP 500 1000
OEDC OFFSHORE ENERGY DEV 500 1000
OGLE OGLEBAY NORTON CO 200 500
OLGR OILGEAR CO 500 200
OSBC OLD SECOND BNCP INC 200 500
OMEF OMEGA FINL CP 500 1000
OMGR OMNI INSURANCE GP 500 1000
ONCO ON COMMAND CORP 500 1000
ONDI ONTRACK DATA INTL 500 1000
OGNB ORANGE NATL BNCP 200 500
P
PJAM P J AMERICA INC 500 1000
PBSF PACIFIC BANK NATL CA 500 1000
PABN PACIFIC CAPITAL BNCP 200 500
PBFI PARIS CORP 500 200
PRLX PARLEX CP 200 500
PATI PATIENT INFOSYSTEMS 200 500
PRLS PEERLESS SYSTEMS CP 500 1000
PGTV PEGASUS COMMUNICATIO 500 1000
PPLS PEOPLES BK CP OF IND 200 500
PMFI PERPETUAL MIDWEST 1000 500
PLIT PETROLITE CP 500 1000
PNTGF PETROMET RES LTD 200 500
PHXX PHOENIX INTL LTD 500 1000
PECX PHOTOELECTRON CORP 200 500
SIGN PLASTI LINE INC 1000 500
PWAV POWERWAVE TECHS INC 200 500
PBKC PREMIER BKSHS 500 1000
PRWW PREMIER RESEARCH 200 500
PENG PRIMA ENERGY CP 500 1000
PSAB PRIME BNCP INC 500 1000
PRMX PRIMEX TECHS INC 200 500
PRTL PRIMUS TELECOM GROUP 500 1000
PNBC PRINCETON NATL BNCP 200 500
PRTW PRINTWARE INC 500 1000
PRCM PROCOM TECH INC 200 500
PICM PROFESSIONALS INS CO 500 1000
PSDS PROSOURCE INC 500 1000
PSFI PS FINANCIAL INC 200 500
PULS PULSE BANCORP INC 200 500
PUMA PUMA TECHNOLOGY INC 200 500
Q
QEPC Q E P CO INC 500 1000
QLIX QUALIX GROUP INC 200 500
R
RGFC R & G FINANCIAL CORP 500 1000
RMHT R M H TELESERVICE 500 1000
RADS RADIANT SYSTEMS INC 200 500
RAIL RAILAMERICA INC 500 1000
RLLYW RALLY'S HAMBURGER WT 500 1000
RAVE RANKIN AUTO GP 200 500
RARB RARITAN BANCORP INC 500 200
RFTN REFLECTONE INC 500 1000
RELV RELIV INTL INC 500 1000
RSVC RENTAL SERVICE CORP 500 1000
RIDG RIDGEVIEW INC 500 1000
RIMG RIMAGE CP 500 1000
GRLL ROADHOUSE GRILL INC 200 500
RSHX ROCKSHOX INC 500 1000
RSTI ROFIN-SINAR TECHS 500 1000
RWAV ROGUE WAVE SOFTWARE 200 500
RSLN ROSLYN BANCORP INC 200 500
RBPAA ROYAL BSCHS OF PA A 500 1000
RGLD ROYAL GOLD INC 500 1000
ROYL ROYALE ENERGY INC 500 1000
S
SEEC S E E C INC 500 1000
SLAB SAGE LABS INC 500 200
SCAI SANCHEZ COMPUTER ASS 500 1000
SABB SANTA BARBARA BNCP 500 1000
SAVB SAVANNAH BNCP INC 500 200
SMIT SCHMITT INDS (OR) 500 1000
SAVO SCHULTZ SAV O STORES 500 1000
STIZ SCIENTIFIC TECH INC 1000 500
SCOT SCOTT AND STRINGFELL 200 500
SEAC SEA CHANGE INTL INC 500 1000
SEMD SEA M E D CORP 200 500
SEAM SEAMAN FURNITURE CO 500 200
SEWY SEAWAY FOOD TOWN INC 500 1000
SBHC SECURITY BK HLDG CO 500 1000
SNFCA SECURITY NATL FINL A 200 500
SELAY SELECT APPT PLC ADR 200 500
SLCTY SELECT SOFTWARE ADR 500 1000
SENEB SENECA FOODS CP B 200 500
SERX SERVICE EXPERTS INC 500 1000
SFXBW SFX BROADCASTING WTS 1000 500
SGNS SIGNATURE INNS INC 200 500
SGNSP SIGNATURE INNS PFD A 200 500
SLGN SILGAN HOLDINGS INC 200 500
SFNCA SIMMONS FIRST NATL A 1000 500
SMCI SIMULATION SCIENCES 500 1000
SKYM SKYMALL INC 200 500
SWLDY SMALLWORLDWIDE ADR 500 1000
SMTK SMARTALK TELESVCS 500 1000
SOMR SOMERSET GP INC THE 200 500
SSFC SOUTH STREET FIN CP 500 1000
SMBC SOUTHERN MO BNCP INC 500 1000
SWBT SOUTHWEST BANCP TX 200 500
SWBI SOUTHWEST BANCSHARES 200 500
OKSB SOUTHWEST BNCP INC 500 1000
SCNI SPECIALTY CARE NETWK 200 500
CTLG SPECIALTY CATALOG CP 500 1000
SPLH SPLASH TECH HLDGS 500 1000
STAF STAFFMARK INC 500 1000
STGE STAGE STORES INC 500 1000
SFSW STATE FINL SVCS CL A 200 500
STLD STEEL DYNAMICS INC 200 500
STNRF STEINER LEISURE LTD 500 1000
SRCL STERICYCLE INC 500 1000
SWBC STERLING WEST BNCP 200 500
EASY STORM TECH INC 500 1000
STYL STYLING TECH CORP 200 500
SBCN SUBURBAN BNCP 500 1000
SOSC SUBURBAN OSTOMY SUPP 500 1000
SUBK SUFFOLK BNCP 500 1000
SMMT SUMMIT DESIGN INC 500 1000
SNHY SUN HYDRAULICS CORP 200 500
SUPC SUPERIOR CONSULTANT 500 1000
SPPR SUPERTEL HOSPITALITY 1000 500
SIGC SYMONS INTL GROUP 500 1000
SIND SYNTHETIC INDS INC 500 1000
T
TALX T A L X CORP 500 1000
TSATA T C I SAT ENT SER A 200 500
TMAM T E A M AMERICA CORP 200 500
THNK T H I N K NEW IDEAS 200 500
TMPW T M P WORLDWIDE INC 200 500
TTILF T T I TEAM TELECOM 200 500
THQI T*HQ INC 500 1000
TMAI TECHNOLOGY MODELING 500 1000
TCOMP TELE COMMUN PFD B 500 200
TMPL TEMPLATE SOFTWARE 200 500
TESOF TESCO CORP 200 500
TKTM TICKETMASTER GROUP 200 500
TEXP TITAN EXPLORATION 200 500
TKIOY TOKIO MARINE ADR 500 1000
TCIX TOTAL CONTAINMENT 500 200
TTRRW TRACOR INC WTS A 1000 500
TCAM TRANS CP OF AMER INC 500 1000
TRNI TRANS INDS INC 1000 500
TACT TRANSACT TECH INC 500 1000
TRII TRANSCRYPT INTL INC 200 500
TKTX TRANSKARYOTIC THERAP 500 1000
VIRS TRIANGLE PHARMACEUTS 500 1000
TMRK TRIMARK HLDGS INC 500 1000
TISX TRUSTED INFO SYS >#/td> 500 1000
TWLB TWINLAB CORP 500 1000
U
UOLP U O L PUBLISHING INC 200 500
USAK U S A TRUCK INC 500 1000
USFS U S FRANCHISE SYS A 500 1000
USLM U S LIME & MINERALS 1000 500
USPH U S PHYSICAL THERAPY 500 1000
UNDG UNIDIGITAL INC 1000 500
UPCPO UNION PLANTERS PFD E 500 1000
UNBCZ UNIONBANCAL CP DEP 1000 500
UBMT UNITED FINANCIAL CP 200 500
UNFI UNITED NAT FOODS INC 500 1000
UNBJ UNITED NATL BNCP 500 1000
USTR UNITED STATIONERS 500 1000
UPEN UPPER PENINSULA ERGY 1000 500
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VTCH VITECH AMERICA INC 500 1000
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WTRS WATERS INSTRUMENTS 500 200
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WCBI WESTCO BANCORP 500 1000
WEHO WESTWOOD HOMESTEAD 500 1000
WEYS WEYCO GP INC 200 500
WPNE WHITE PINE SOFTWARE 500 1000
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